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POWERSHARES ETF TRUST II
POWERSHARES ETF TRUST II. Institutional holdings reported to the SEC.

Institutional Holders (2014Q3)
Portfolio Summary: 68 Institutional holders with a total value of $133,931,797.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 1,120,874 27,293,000 20.38%
2 Commonwealth Equity Services, Inc 708,613 17,255,000 12.88%
3 AVIANCE CAPITAL MANAGEMENT, LLC 650,992 15,852,000 11.84%
4 Horizon Investments, LLC 361,262 8,797,000 6.57%
5 BANK OF AMERICA CORP /DE/ 325,318 7,922,000 5.91%
6 LPL Financial LLC 191,900 4,659,000 3.48%
7 Cetera Advisor Networks LLC 173,036 4,218,000 3.15%
8 BB&T SECURITIES, LLC 14,795 3,602,000 2.69%
9 ROYAL BANK OF CANADA 145,817 3,551,000 2.65%
10 Cambridge Investment Research Advisors, Inc. 126,579 3,082,000 2.30%
11 BARCLAYS PLC 110,113 2,643,000 1.97%
12 Janney Montgomery Scott LLC 107,708 2,622,685 1.96%
13 Nuveen Asset Management, LLC 82,720 2,014,000 1.50%
14 WELLS FARGO & COMPANY/MN 80,943 1,971,000 1.47%
15 UBS AG 80,409 1,958,000 1.46%
16 Raymond James Financial Services Advisors, Inc. 72,168 1,757,000 1.31%
17 FIRST FOUNDATION ADVISORS 70,527 1,717,000 1.28%
18 VSR Financial Services, Inc. 67,921 1,654,000 1.23%
19 MSI Financial Services Inc 56,962 1,387,000 1.04%
20 SMITH, MOORE & CO. 55,922 1,362,000 1.02%
21 Partnervest Advisory Services LLC 55,568 1,353,000 1.01%
22 DEUTSCHE BANK AG\ 55,393 1,348,000 1.01%
23 AMERICAN INTERNATIONAL GROUP, INC. 54,789 1,334,112 1.00%
24 Fusion Investment Group, LLC 51,769 1,261,000 0.94%
25 JANE STREET GROUP, LLC 44,024 1,072,000 0.80%
26 Placemark Investments, Inc. 40,791 994,000 0.74%
27 CITIGROUP INC 40,127 977,000 0.73%
28 JPMORGAN CHASE & CO 38,830 946,000 0.71%
29 Madden Advisory Services, Inc. 36,621 892,000 0.67%
30 LADENBURG THALMANN FINANCIAL SERVICES INC. 35,136 862,000 0.64%
31 AMERIPRISE FINANCIAL INC 31,144 758,000 0.57%
32 RAYMOND JAMES & ASSOCIATES 25,473 620,000 0.46%
33 Private Advisor Group, LLC 21,803 531,000 0.40%
34 NATIONAL PLANNING CORP 21,555 524,000 0.39%
35 STIFEL FINANCIAL CORP 19,761 481,000 0.36%
36 GOLDMAN SACHS GROUP INC 19,008 463,000 0.35%
37 HIGH POINT BANK & TRUST CO 18,845 459,000 0.34%
38 ProVise Management Group, LLC 18,364 447,000 0.33%
39 Virtu KCG Holdings LLC 18,157 442,000 0.33%
40 WEDBUSH SECURITIES INC 17,051 415,000 0.31%
41 WealthTrust Axiom LLC 13,000 316,000 0.24%
42 SUSQUEHANNA INTERNATIONAL GROUP, LLP 11,849 289,000 0.22%
43 WALTER & KEENAN WEALTH MANAGEMENT LLC /IN/ /ADV 10,000 244,000 0.18%
44 Aviance Capital Partners, LLC 9,150 223,000 0.17%
45 ENVESTNET ASSET MANAGEMENT INC 7,775 189,000 0.14%
46 Sandy Spring Bank 6,918 168,000 0.13%
47 PNC FINANCIAL SERVICES GROUP, INC. 6,376 156,000 0.12%
48 WHITTIER TRUST CO 6,006 146,000 0.11%
49 NEXT Financial Group, Inc 4,010 98,000 0.07%
50 NEW ENGLAND SECURITIES CORP /MA/ 3,757 91,000 0.07%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.