| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | CLEARY GULL HOLDINGS INC. | 1,392,439 | 29,715,000 | 14.20% | ||
| 2 | MORGAN STANLEY | 1,142,324 | 24,378,000 | 11.65% | ||
| 3 | Commonwealth Equity Services, Inc | 822,097 | 17,544,000 | 8.38% | ||
| 4 | BANK OF AMERICA CORP /DE/ | 813,933 | 17,370,000 | 8.30% | ||
| 5 | PARAMETRIC PORTFOLIO ASSOCIATES LLC | 798,538 | 17,041,000 | 8.14% | ||
| 6 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 735,067 | 15,686,000 | 7.49% | ||
| 7 | PVG Asset Management | 556,765 | 11,881,371 | 5.68% | ||
| 8 | LPL Financial LLC | 546,641 | 11,654,000 | 5.57% | ||
| 9 | WELLS FARGO & COMPANY/MN | 314,191 | 6,705,000 | 3.20% | ||
| 10 | Orion Porfolio Solutions, LLC | 304,030 | 6,488,000 | 3.10% | ||
| 11 | Cetera Advisor Networks LLC | 231,252 | 4,939,000 | 2.36% | ||
| 12 | ROYAL BANK OF CANADA | 185,650 | 3,962,000 | 1.89% | ||
| 13 | UBS Group AG | 183,453 | 3,915,000 | 1.87% | ||
| 14 | CITADEL ADVISORS LLC | 151,546 | 3,234,000 | 1.55% | ||
| 15 | GREENWOOD CAPITAL ASSOCIATES LLC | 144,195 | 3,077,000 | 1.47% | ||
| 16 | Cambridge Investment Research Advisors, Inc. | 112,381 | 2,398,000 | 1.15% | ||
| 17 | Thomas J. Herzfeld Advisors, Inc. | 110,390 | 2,356,000 | 1.13% | ||
| 18 | Raymond James Financial Services Advisors, Inc. | 96,804 | 2,066,000 | 0.99% | ||
| 19 | BAIRD FINANCIAL GROUP, INC. | 95,709 | 2,042,000 | 0.98% | ||
| 20 | BARCLAYS PLC | 86,032 | 1,807,000 | 0.86% | ||
| 21 | ZIONS BANCORPORATION | 66,382 | 1,352,000 | 0.65% | SH | |
| 22 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 63,145 | 1,350,000 | 0.65% | ||
| 23 | Partnervest Advisory Services LLC | 48,200 | 1,029,000 | 0.49% | ||
| 24 | Janney Montgomery Scott LLC | 48,065 | 1,026,000 | 0.49% | ||
| 25 | ENVESTNET ASSET MANAGEMENT INC | 47,399 | 1,012,000 | 0.48% | ||
| 26 | SMITH, MOORE & CO. | 46,346 | 989,000 | 0.47% | ||
| 27 | WEDBUSH SECURITIES INC | 45,495 | 971,000 | 0.46% | ||
| 28 | JANE STREET GROUP, LLC | 45,215 | 965,000 | 0.46% | ||
| 29 | ADELL HARRIMAN & CARPENTER INC | 44,800 | 956,032 | 0.46% | ||
| 30 | AMERIPRISE FINANCIAL INC | 43,222 | 922,000 | 0.44% | ||
| 31 | CITIGROUP INC | 39,490 | 843,000 | 0.40% | ||
| 32 | AMERICAN INTERNATIONAL GROUP, INC. | 38,630 | 825,000 | 0.39% | ||
| 33 | RAYMOND JAMES & ASSOCIATES | 32,935 | 703,000 | 0.34% | ||
| 34 | Merriman Wealth Management, LLC | 32,600 | 691,000 | 0.33% | ||
| 35 | HIGH POINT BANK & TRUST CO | 25,162 | 537,000 | 0.26% | ||
| 36 | M&T BANK CORP | 24,128 | 515,000 | 0.25% | ||
| 37 | Virtu KCG Holdings LLC | 24,068 | 514,000 | 0.25% | ||
| 38 | Visium Asset Management, LP | 23,478 | 501,000 | 0.24% | ||
| 39 | STIFEL FINANCIAL CORP | 19,195 | 410,000 | 0.20% | ||
| 40 | PNC FINANCIAL SERVICES GROUP, INC. | 18,438 | 393,000 | 0.19% | ||
| 41 | Canal Capital Management, LLC | 16,736 | 357,000 | 0.17% | ||
| 42 | MSI Financial Services Inc | 16,658 | 355,000 | 0.17% | ||
| 43 | Madden Advisory Services, Inc. | 16,309 | 348,000 | 0.17% | ||
| 44 | BB&T SECURITIES, LLC | 14,217 | 303,000 | 0.14% | ||
| 45 | WealthTrust Axiom LLC | 13,500 | 288,000 | 0.14% | ||
| 46 | Private Advisor Group, LLC | 13,327 | 284,000 | 0.14% | ||
| 47 | USCA RIA LLC | 13,000 | 277,000 | 0.13% | ||
| 48 | IFP ADVISORS, INC | 12,373 | 264,000 | 0.13% | ||
| 49 | ZIONS BANCORPORATION | 11,927 | 255,000 | 0.12% | ||
| 50 | VSR Financial Services, Inc. | 10,877 | 232,000 | 0.11% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
