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POWERSHARES ETF TRUST II
POWERSHARES ETF TRUST II. Institutional holdings reported to the SEC.

Institutional Holders (2014Q4)
Portfolio Summary: 72 Institutional holders with a total value of $146,997,406.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 1,087,332 25,661,000 17.46%
2 Commonwealth Equity Services, Inc 732,837 17,295,000 11.77%
3 RIVERNORTH CAPITAL MANAGEMENT, LLC 724,467 17,097,000 11.63%
4 AVIANCE CAPITAL MANAGEMENT, LLC 659,331 15,560,000 10.59%
5 BANK OF AMERICA CORP /DE/ 379,965 8,967,000 6.10%
6 LPL Financial LLC 250,907 5,921,000 4.03%
7 Cetera Advisor Networks LLC 176,925 4,173,000 2.84%
8 Horizon Investments, LLC 163,951 3,869,000 2.63%
9 BB&T SECURITIES, LLC 15,463 3,649,000 2.48%
10 PARAMETRIC PORTFOLIO ASSOCIATES LLC 148,599 3,507,000 2.39%
11 Cambridge Investment Research Advisors, Inc. 129,549 3,057,000 2.08%
12 ROYAL BANK OF CANADA 123,339 2,911,000 1.98%
13 Janney Montgomery Scott LLC 110,433 2,606,214 1.77%
14 Nuveen Asset Management, LLC 103,880 2,452,000 1.67%
15 BARCLAYS PLC 106,213 2,443,000 1.66%
16 MSI Financial Services Inc 92,918 2,193,000 1.49%
17 UBS Group AG 83,932 1,981,000 1.35%
18 GREENWOOD CAPITAL ASSOCIATES LLC 75,197 1,775,000 1.21%
19 Raymond James Financial Services Advisors, Inc. 72,500 1,711,000 1.16%
20 LADENBURG THALMANN FINANCIAL SERVICES INC. 70,717 1,685,000 1.15%
21 WELLS FARGO & COMPANY/MN 63,414 1,497,000 1.02%
22 DEUTSCHE BANK AG\ 58,232 1,374,000 0.93%
23 Partnervest Advisory Services LLC 57,271 1,352,000 0.92%
24 SMITH, MOORE & CO. 55,004 1,298,000 0.88%
25 Fusion Investment Group, LLC 53,123 1,254,000 0.85%
26 CITIGROUP INC 51,590 1,218,000 0.83%
27 JPMORGAN CHASE & CO 40,396 953,000 0.65%
28 Placemark Investments, Inc. 39,917 942,000 0.64%
29 AMERIPRISE FINANCIAL INC 37,641 888,000 0.60%
30 RAYMOND JAMES & ASSOCIATES 26,928 635,000 0.43%
31 Madden Advisory Services, Inc. 26,536 626,000 0.43%
32 HIGH POINT BANK & TRUST CO 25,909 612,000 0.42%
33 Private Advisor Group, LLC 21,863 503,000 0.34%
34 Thomas J. Herzfeld Advisors, Inc. 21,000 496,000 0.34%
35 AMERICAN INTERNATIONAL GROUP, INC. 19,768 466,525 0.32%
36 STIFEL FINANCIAL CORP 19,380 457,000 0.31%
37 ProVise Management Group, LLC 18,364 433,000 0.29%
38 WEDBUSH SECURITIES INC 17,130 404,000 0.27%
39 Virtu KCG Holdings LLC 12,986 306,000 0.21%
40 WealthTrust Axiom LLC 12,500 295,000 0.20%
41 NATIONAL PLANNING CORP 12,298 289,987 0.20%
42 Sigma Planning Corp 10,781 254,000 0.17%
43 WALTER & KEENAN WEALTH MANAGEMENT LLC /IN/ /ADV 10,000 236,000 0.16%
44 Aviance Capital Partners, LLC 9,175 217,000 0.15%
45 ENVESTNET ASSET MANAGEMENT INC 7,000 165,000 0.11%
46 Sandy Spring Bank 6,918 163,000 0.11%
47 PNC FINANCIAL SERVICES GROUP, INC. 6,376 150,000 0.10%
48 WHITTIER TRUST CO 6,006 142,000 0.10%
49 Stratos Wealth Partners, LTD. 5,385 127,086 0.09%
50 NEW ENGLAND SECURITIES CORP /MA/ 3,762 89,000 0.06%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.