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POWERSHARES CEF INCOME COMPOSITE PORTFOLIO
POWERSHARES CEF INCOME COMPOSITE PORTFOLIO. Institutional holdings reported to the SEC.

Institutional Holders (2016Q1)
Portfolio Summary: 70 Institutional holders with a total value of $222,351,521.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 CLEARY GULL HOLDINGS INC. 1,883,499 40,664,000 18.29%
2 MORGAN STANLEY 1,022,997 22,086,000 9.93%
3 Commonwealth Equity Services, Inc 905,289 19,545,000 8.79%
4 BANK OF AMERICA CORP /DE/ 853,073 18,418,000 8.28%
5 RIVERNORTH CAPITAL MANAGEMENT, LLC 691,184 14,923,000 6.71%
6 GFS Advisors, LLC 280,670 13,000,000 5.85%
7 USCA RIA LLC 280,670 13,000,000 5.85%
8 LPL Financial LLC 557,072 11,888,000 5.35%
9 PVG Asset Management 525,630 11,348,369 5.10%
10 BAIRD FINANCIAL GROUP, INC. 311,527 6,726,000 3.02%
11 Orion Porfolio Solutions, LLC 298,869 6,453,000 2.90%
12 WELLS FARGO & COMPANY/MN 238,676 5,153,000 2.32%
13 ROYAL BANK OF CANADA 193,333 4,174,000 1.88%
14 Raymond James Financial Services Advisors, Inc. 179,714 3,880,000 1.74%
15 Cetera Advisor Networks LLC 160,361 3,459,000 1.56%
16 Cambridge Investment Research Advisors, Inc. 131,442 2,838,000 1.28%
17 ENVESTNET ASSET MANAGEMENT INC 88,983 1,921,000 0.86%
18 GREENWOOD CAPITAL ASSOCIATES LLC 79,968 1,727,000 0.78%
19 ZIONS BANCORPORATION 77,520 1,690,000 0.76%
20 LADENBURG THALMANN FINANCIAL SERVICES INC. 74,081 1,574,000 0.71%
21 VSR Financial Services, Inc. 69,297 1,496,000 0.67%
22 UBS Group AG 66,154 1,428,000 0.64%
23 BARCLAYS PLC 57,406 1,206,000 0.54%
24 AMERICAN INTERNATIONAL GROUP, INC. 54,366 1,173,000 0.53%
25 Janney Montgomery Scott LLC 50,327 1,087,000 0.49%
26 SMITH, MOORE & CO. 49,770 1,075,000 0.48%
27 ADELL HARRIMAN & CARPENTER INC 44,750 966,152 0.43%
28 JANE STREET GROUP, LLC 44,275 956,000 0.43%
29 WEDBUSH SECURITIES INC 43,305 935,000 0.42%
30 AMERIPRISE FINANCIAL INC 37,185 803,000 0.36%
31 RAYMOND JAMES & ASSOCIATES 32,144 694,000 0.31%
32 BB&T SECURITIES, LLC 25,273 545,000 0.25%
33 M&T BANK CORP 24,399 527,000 0.24%
34 PARAMETRIC PORTFOLIO ASSOCIATES LLC 23,250 502,000 0.23%
35 HIGH POINT BANK & TRUST CO 22,167 479,000 0.22%
36 STIFEL FINANCIAL CORP 18,300 395,000 0.18%
37 Madden Advisory Services, Inc. 16,309 352,000 0.16%
38 PNC FINANCIAL SERVICES GROUP, INC. 14,888 321,000 0.14%
39 Private Advisor Group, LLC 13,602 294,000 0.13%
40 WealthTrust Axiom LLC 13,260 286,000 0.13%
41 SUSQUEHANNA INTERNATIONAL GROUP, LLP 12,526 270,000 0.12%
42 IFP ADVISORS, INC 10,506 227,000 0.10%
43 RELATIVE VALUE PARTNERS GROUP, LLC 9,422 201,000 0.09%
44 IFC Holdings Incorporated/FL 9,354 201,000 0.09%
45 MSI Financial Services Inc 9,330 201,000 0.09%
46 ADVOCACY WEALTH MANAGEMENT SERVICES, LLC 8,126 175,000 0.08%
47 Creative Planning 7,952 172,000 0.08%
48 Sandy Spring Bank 6,918 149,000 0.07%
49 CITIGROUP INC 4,848 105,000 0.05%
50 WFG Advisors, LP 4,000 86,000 0.04%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.