| # | % | |||||
|---|---|---|---|---|---|---|
| 51 | BARCLAYS PLC | 814 | 13,000 | 0.01% | ||
| 52 | Lehman Financial Resources, Inc. | 700 | 12,000 | 0.01% | ||
| 53 | Orion Porfolio Solutions, LLC | 606 | 10,000 | 0.01% | ||
| 54 | CANADA LIFE ASSURANCE Co | 300 | 5,000 | 0.00% | ||
| 55 | MUFG Americas Holdings Corp | 221 | 4,000 | 0.00% | ||
| 56 | BARCLAYS PLC | 200 | 3,000 | 0.00% | Put | |
| 57 | NEXT Financial Group, Inc | 100 | 2,000 | 0.00% | ||
| 58 | AMERICAN INTERNATIONAL GROUP, INC. | 100 | 1,691 | 0.00% | ||
| 59 | HOWE & RUSLING INC | 45 | 1,000 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.