| 1 |
SIT INVESTMENT ASSOCIATES INC |
6,972,312 |
31,445,000 |
38.70% |
|
|
| 2 |
WELLS FARGO & COMPANY/MN |
3,977,649 |
17,939,000 |
22.08% |
|
|
| 3 |
1607 Capital Partners, LLC |
2,678,751 |
12,081,000 |
14.87% |
|
|
| 4 |
Invesco Ltd. |
710,673 |
3,206,000 |
3.95% |
|
|
| 5 |
PARAMETRIC PORTFOLIO ASSOCIATES LLC |
672,653 |
3,034,000 |
3.73% |
|
|
| 6 |
UBS Group AG |
552,106 |
2,490,000 |
3.06% |
|
|
| 7 |
RIVERNORTH CAPITAL MANAGEMENT, LLC |
520,247 |
2,346,000 |
2.89% |
|
|
| 8 |
ENVESTNET ASSET MANAGEMENT INC |
515,160 |
2,323,000 |
2.86% |
|
|
| 9 |
Penbrook Management LLC |
212,443 |
958,000 |
1.18% |
|
|
| 10 |
Sterneck Capital Management, LLC |
198,585 |
896,000 |
1.10% |
|
|
| 11 |
BANK OF AMERICA CORP /DE/ |
131,382 |
593,000 |
0.73% |
|
|
| 12 |
MORGAN STANLEY |
121,941 |
550,000 |
0.68% |
|
|
| 13 |
AMERICAN INTERNATIONAL GROUP, INC. |
100,670 |
454,000 |
0.56% |
|
|
| 14 |
Saba Capital Management, L.P. |
56,893 |
257,000 |
0.32% |
|
|
| 15 |
LANDSCAPE CAPITAL MANAGEMENT, L.L.C. |
55,074 |
248,000 |
0.31% |
|
|
| 16 |
LPL Financial LLC |
55,294 |
247,000 |
0.30% |
|
|
| 17 |
Ancora Advisors LLC |
50,256 |
227,000 |
0.28% |
|
|
| 18 |
Commonwealth Equity Services, Inc |
50,302 |
227,000 |
0.28% |
|
|
| 19 |
INVESTORS ASSET MANAGEMENT OF GEORGIA INC /GA/ /ADV |
38,613 |
174,000 |
0.21% |
|
|
| 20 |
CITY OF LONDON INVESTMENT MANAGEMENT CO LTD |
32,380 |
146,000 |
0.18% |
|
|
| 21 |
WealthTrust Axiom LLC |
26,000 |
117,000 |
0.14% |
|
|
| 22 |
FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD |
25,155 |
113,000 |
0.14% |
|
|
| 23 |
DAVIS R M INC |
20,657 |
93,000 |
0.11% |
|
|
| 24 |
Virtu KCG Holdings LLC |
19,413 |
88,000 |
0.11% |
|
|
| 25 |
CITY NATIONAL BANK |
19,190 |
87,000 |
0.11% |
|
|
| 26 |
Partnervest Advisory Services LLC |
17,463 |
79,000 |
0.10% |
|
|
| 27 |
Yellowstone Partners, LLC |
17,104 |
77,000 |
0.09% |
|
|
| 28 |
WFG Advisors, LP |
15,706 |
71,000 |
0.09% |
|
|
| 29 |
Cambridge Investment Research Advisors, Inc. |
15,829 |
71,000 |
0.09% |
|
|
| 30 |
HOLLENCREST CAPITAL MANAGEMENT |
15,203 |
69,000 |
0.08% |
|
|
| 31 |
SUNTRUST BANKS INC |
15,000 |
67,000 |
0.08% |
|
|
| 32 |
Brick & Kyle, Associates |
14,300 |
64,000 |
0.08% |
|
|
| 33 |
SHEPHERD KAPLAN KROCHUK, LLC |
13,920 |
63,000 |
0.08% |
|
|
| 34 |
PAYDEN & RYGEL |
13,690 |
62,000 |
0.08% |
|
|
| 35 |
OARSMAN CAPITAL, INC. |
10,700 |
48,000 |
0.06% |
|
|
| 36 |
Yorktown Management & Research Co Inc |
10,500 |
47,000 |
0.06% |
|
|
| 37 |
CITIGROUP INC |
8,881 |
40,000 |
0.05% |
|
|
| 38 |
ROYAL BANK OF CANADA |
6,879 |
31,000 |
0.04% |
|
|
| 39 |
Winfield Associates, Inc. |
6,000 |
27,000 |
0.03% |
|
|
| 40 |
DEUTSCHE BANK AG\ |
4,860 |
21,000 |
0.03% |
|
|
| 41 |
Creative Planning |
3,971 |
18,000 |
0.02% |
|
|
| 42 |
HUNTINGTON NATIONAL BANK |
3,209 |
14,000 |
0.02% |
|
PRN |
| 43 |
LADENBURG THALMANN FINANCIAL SERVICES INC. |
3,279 |
14,000 |
0.02% |
|
|
| 44 |
PNC FINANCIAL SERVICES GROUP, INC. |
1,503 |
7,000 |
0.01% |
|
|
| 45 |
Ironwood Financial, llc |
1,500 |
7,000 |
0.01% |
|
|
| 46 |
BARCLAYS PLC |
1,569 |
6,000 |
0.01% |
|
|
| 47 |
DELTA ASSET MANAGEMENT LLC/TN |
1,002 |
5,000 |
0.01% |
|
|
| 48 |
Advisors Asset Management, Inc. |
887 |
4,000 |
0.00% |
|
|
| 49 |
NEXT Financial Group, Inc |
617 |
2,000 |
0.00% |
|
|
