| 1 |
SIT INVESTMENT ASSOCIATES INC |
6,203,618 |
29,839,000 |
36.35% |
|
|
| 2 |
1607 Capital Partners, LLC |
2,431,576 |
11,696,000 |
14.25% |
|
|
| 3 |
WELLS FARGO & COMPANY/MN |
2,380,583 |
11,451,000 |
13.95% |
|
|
| 4 |
Saba Capital Management, L.P. |
1,490,812 |
7,171,000 |
8.74% |
|
|
| 5 |
RIVERNORTH CAPITAL MANAGEMENT, LLC |
837,741 |
4,030,000 |
4.91% |
|
|
| 6 |
Invesco Ltd. |
816,145 |
3,925,000 |
4.78% |
|
|
| 7 |
PARAMETRIC PORTFOLIO ASSOCIATES LLC |
602,026 |
2,896,000 |
3.53% |
|
|
| 8 |
UBS Group AG |
452,997 |
2,179,000 |
2.65% |
|
|
| 9 |
Sterneck Capital Management, LLC |
236,182 |
1,136,000 |
1.38% |
|
|
| 10 |
Penbrook Management LLC |
222,443 |
1,070,000 |
1.30% |
|
|
| 11 |
BANK OF AMERICA CORP /DE/ |
193,099 |
929,000 |
1.13% |
|
|
| 12 |
MORGAN STANLEY |
181,931 |
876,000 |
1.07% |
|
|
| 13 |
Raymond James Financial Services Advisors, Inc. |
153,260 |
737,000 |
0.90% |
|
|
| 14 |
CITY OF LONDON INVESTMENT MANAGEMENT CO LTD |
100,000 |
488,000 |
0.59% |
|
|
| 15 |
Relative Value Partners, LLC |
91,037 |
438,000 |
0.53% |
|
|
| 16 |
Thomas J. Herzfeld Advisors, Inc. |
77,528 |
373,000 |
0.45% |
|
|
| 17 |
LPL Financial LLC |
71,937 |
346,000 |
0.42% |
|
|
| 18 |
INVESTORS ASSET MANAGEMENT OF GEORGIA INC /GA/ /ADV |
50,213 |
242,000 |
0.29% |
|
|
| 19 |
Commonwealth Equity Services, Inc |
46,693 |
225,000 |
0.27% |
|
|
| 20 |
DAVIS R M INC |
40,701 |
196,000 |
0.24% |
|
|
| 21 |
Cambridge Investment Research Advisors, Inc. |
38,240 |
184,000 |
0.22% |
|
|
| 22 |
LANDSCAPE CAPITAL MANAGEMENT, L.L.C. |
32,513 |
156,000 |
0.19% |
|
|
| 23 |
WealthTrust Axiom LLC |
26,000 |
125,000 |
0.15% |
|
|
| 24 |
SIGNET FINANCIAL MANAGEMENT, LLC |
22,000 |
106,000 |
0.13% |
|
|
| 25 |
CITY NATIONAL BANK |
19,190 |
92,000 |
0.11% |
|
|
| 26 |
ROYAL BANK OF CANADA |
17,303 |
83,000 |
0.10% |
|
|
| 27 |
Community Financial Services Group, LLC |
17,000 |
82,000 |
0.10% |
|
|
| 28 |
GOLDMAN SACHS GROUP INC |
17,141 |
82,000 |
0.10% |
|
|
| 29 |
NWAM LLC |
16,598 |
80,000 |
0.10% |
|
|
| 30 |
AMERICAN INTERNATIONAL GROUP, INC. |
16,025 |
77,080 |
0.09% |
|
|
| 31 |
HOLLENCREST CAPITAL MANAGEMENT |
15,203 |
73,000 |
0.09% |
|
|
| 32 |
Brick & Kyle, Associates |
14,300 |
69,000 |
0.08% |
|
|
| 33 |
SHEPHERD KAPLAN KROCHUK, LLC |
13,920 |
67,000 |
0.08% |
|
|
| 34 |
PAYDEN & RYGEL |
13,690 |
66,000 |
0.08% |
|
|
| 35 |
Partnervest Advisory Services LLC |
13,416 |
65,000 |
0.08% |
|
|
| 36 |
OARSMAN CAPITAL, INC. |
13,320 |
64,000 |
0.08% |
|
|
| 37 |
WFG Advisors, LP |
12,796 |
62,000 |
0.08% |
|
|
| 38 |
Pekin Hardy Strauss, Inc. |
12,950 |
62,000 |
0.08% |
|
|
| 39 |
CITIGROUP INC |
12,311 |
60,000 |
0.07% |
|
|
| 40 |
PNC FINANCIAL SERVICES GROUP, INC. |
6,521 |
31,000 |
0.04% |
|
|
| 41 |
Winfield Associates, Inc. |
6,000 |
29,000 |
0.04% |
|
|
| 42 |
DEUTSCHE BANK AG\ |
4,860 |
23,000 |
0.03% |
|
|
| 43 |
LADENBURG THALMANN FINANCIAL SERVICES INC. |
3,926 |
19,000 |
0.02% |
|
|
| 44 |
Horrell Capital Management, Inc. |
3,000 |
16,000 |
0.02% |
|
|
| 45 |
NATIONAL PLANNING CORP |
2,940 |
14,288 |
0.02% |
|
|
| 46 |
Stratos Wealth Partners, LTD. |
2,850 |
13,709 |
0.02% |
|
|
| 47 |
B. Riley Wealth Advisors, Inc. |
1,900 |
9,000 |
0.01% |
|
|
| 48 |
Creative Planning |
1,471 |
7,000 |
0.01% |
|
|
| 49 |
MSI Financial Services Inc |
1,316 |
6,000 |
0.01% |
|
|
| 50 |
Advisors Asset Management, Inc. |
1,060 |
5,000 |
0.01% |
|
|
