| 1 |
SIT INVESTMENT ASSOCIATES INC |
6,809,945 |
33,369,000 |
38.67% |
|
|
| 2 |
WELLS FARGO & COMPANY/MN |
2,729,226 |
13,373,000 |
15.50% |
|
|
| 3 |
1607 Capital Partners, LLC |
2,432,322 |
11,918,000 |
13.81% |
|
|
| 4 |
RIVERNORTH CAPITAL MANAGEMENT, LLC |
909,665 |
4,457,000 |
5.17% |
|
|
| 5 |
Invesco Ltd. |
787,836 |
3,861,000 |
4.47% |
|
|
| 6 |
Saba Capital Management, L.P. |
670,890 |
3,287,000 |
3.81% |
|
|
| 7 |
PARAMETRIC PORTFOLIO ASSOCIATES LLC |
662,092 |
3,244,000 |
3.76% |
|
|
| 8 |
UBS Group AG |
487,388 |
2,388,000 |
2.77% |
|
|
| 9 |
ENVESTNET ASSET MANAGEMENT INC |
344,682 |
1,689,000 |
1.96% |
|
|
| 10 |
Sterneck Capital Management, LLC |
229,182 |
1,123,000 |
1.30% |
|
|
| 11 |
Penbrook Management LLC |
222,443 |
1,090,000 |
1.26% |
|
|
| 12 |
BANK OF AMERICA CORP /DE/ |
203,031 |
995,000 |
1.15% |
|
|
| 13 |
MORGAN STANLEY |
144,126 |
707,000 |
0.82% |
|
|
| 14 |
AMERICAN INTERNATIONAL GROUP, INC. |
103,900 |
509,110 |
0.59% |
|
|
| 15 |
CITY OF LONDON INVESTMENT MANAGEMENT CO LTD |
100,000 |
491,000 |
0.57% |
|
|
| 16 |
Relative Value Partners, LLC |
91,037 |
446,000 |
0.52% |
|
|
| 17 |
Raymond James Financial Services Advisors, Inc. |
81,625 |
400,000 |
0.46% |
|
|
| 18 |
Thomas J. Herzfeld Advisors, Inc. |
77,528 |
380,000 |
0.44% |
|
|
| 19 |
LPL Financial LLC |
68,451 |
335,000 |
0.39% |
|
|
| 20 |
INVESTORS ASSET MANAGEMENT OF GEORGIA INC /GA/ /ADV |
50,213 |
246,000 |
0.29% |
|
|
| 21 |
Commonwealth Equity Services, Inc |
47,603 |
233,000 |
0.27% |
|
|
| 22 |
DAVIS R M INC |
40,701 |
199,000 |
0.23% |
|
|
| 23 |
Cambridge Investment Research Advisors, Inc. |
29,579 |
145,000 |
0.17% |
|
|
| 24 |
WealthTrust Axiom LLC |
26,000 |
127,000 |
0.15% |
|
|
| 25 |
FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD |
25,155 |
123,000 |
0.14% |
|
|
| 26 |
CITY NATIONAL BANK |
19,190 |
94,000 |
0.11% |
|
|
| 27 |
LANDSCAPE CAPITAL MANAGEMENT, L.L.C. |
18,050 |
88,000 |
0.10% |
|
|
| 28 |
NWAM LLC |
16,598 |
81,000 |
0.09% |
|
|
| 29 |
HOLLENCREST CAPITAL MANAGEMENT |
15,203 |
74,000 |
0.09% |
|
|
| 30 |
Brick & Kyle, Associates |
14,300 |
70,000 |
0.08% |
|
|
| 31 |
Partnervest Advisory Services LLC |
14,116 |
69,000 |
0.08% |
|
|
| 32 |
SHEPHERD KAPLAN KROCHUK, LLC |
13,920 |
68,000 |
0.08% |
|
|
| 33 |
PAYDEN & RYGEL |
13,690 |
67,000 |
0.08% |
|
|
| 34 |
OARSMAN CAPITAL, INC. |
13,338 |
65,000 |
0.08% |
|
|
| 35 |
WFG Advisors, LP |
12,893 |
63,000 |
0.07% |
|
|
| 36 |
Pekin Hardy Strauss, Inc. |
12,950 |
63,000 |
0.07% |
|
|
| 37 |
CITIGROUP INC |
12,160 |
60,000 |
0.07% |
|
|
| 38 |
Yorktown Management & Research Co Inc |
10,500 |
51,000 |
0.06% |
|
|
| 39 |
Yellowstone Partners, LLC |
10,215 |
50,000 |
0.06% |
|
|
| 40 |
ROYAL BANK OF CANADA |
6,525 |
32,000 |
0.04% |
|
|
| 41 |
Winfield Associates, Inc. |
6,000 |
29,000 |
0.03% |
|
|
| 42 |
DEUTSCHE BANK AG\ |
4,860 |
23,000 |
0.03% |
|
|
| 43 |
LADENBURG THALMANN FINANCIAL SERVICES INC. |
3,743 |
19,000 |
0.02% |
|
|
| 44 |
HUNTINGTON NATIONAL BANK |
3,209 |
16,000 |
0.02% |
|
|
| 45 |
Horrell Capital Management, Inc. |
3,000 |
16,000 |
0.02% |
|
|
| 46 |
MSI Financial Services Inc |
1,816 |
9,000 |
0.01% |
|
|
| 47 |
Tower Research Capital LLC (TRC) |
1,700 |
8,000 |
0.01% |
|
|
| 48 |
Creative Planning |
1,471 |
7,000 |
0.01% |
|
|
| 49 |
PNC FINANCIAL SERVICES GROUP, INC. |
1,515 |
7,000 |
0.01% |
|
|
| 50 |
Ironwood Financial, llc |
1,500 |
7,000 |
0.01% |
|
|
