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RYDEX ETF TRUST
RYDEX ETF TRUST. Institutional holdings reported to the SEC.

Institutional Holders (2014Q2)
Portfolio Summary: 82 Institutional holders with a total value of $473,173,739.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 WELLS FARGO & COMPANY/MN 755,152 58,381,000 12.34%
2 BANK OF AMERICA CORP /DE/ 574,738 44,433,000 9.39%
3 MORGAN STANLEY 508,427 39,307,000 8.31%
4 UBS AG 431,880 33,389,000 7.06%
5 FundX Investment Group, LLC 398,995 30,846,000 6.52%
6 Marquette Asset Management, LLC 385,596 29,810,000 6.30%
7 LPL Financial LLC 324,741 25,106,000 5.31%
8 CUTLER INVESTMENT COUNSEL LLC 249,473 19,287,000 4.08%
9 New England Private Wealth Advisors LLC 223,737 17,296,000 3.66%
10 PACIFIC FINANCIAL GROUP INC 207,164 16,016,000 3.38%
11 BANK OF STOCKTON 180,493 13,954,000 2.95%
12 LOCKHEED MARTIN INVESTMENT MANAGEMENT CO 163,464 12,637,000 2.67%
13 Commonwealth Equity Services, Inc 157,065 12,143,000 2.57%
14 Raymond James Financial Services Advisors, Inc. 138,001 10,669,000 2.25%
15 Jaffetilchin Investment Partners, LLC 113,234 8,754,000 1.85%
16 ROYAL BANK OF CANADA 96,657 7,472,000 1.58%
17 JANE STREET GROUP, LLC 96,604 7,468,000 1.58%
18 Cordasco Financial Network 83,297 6,440,000 1.36%
19 DAVENPORT & Co LLC 82,615 6,386,966 1.35%
20 MARINER INDEPENDENT ADVISOR NETWORK, LLC 74,628 5,769,491 1.22%
21 AMERICAN INTERNATIONAL GROUP, INC. 72,788 5,627,241 1.19%
22 Bridgewater Advisors Inc. 68,631 5,306,000 1.12%
23 SPC Financial, Inc. 61,335 4,742,000 1.00%
24 SHINE INVESTMENT ADVISORY SERVICES INC 55,901 4,322,000 0.91%
25 NEW ENGLAND SECURITIES CORP /MA/ 51,022 3,945,000 0.83%
26 RAYMOND JAMES & ASSOCIATES 44,054 3,406,000 0.72%
27 DEUTSCHE BANK AG\ 41,391 3,199,000 0.68%
28 JPMORGAN CHASE & CO 35,227 2,723,000 0.58%
29 NATIONAL PLANNING CORP 24,674 1,908,000 0.40%
30 SUSQUEHANNA INTERNATIONAL GROUP, LLP 23,084 1,785,000 0.38%
31 FIRST MIDWEST BANK TRUST DIVISION 22,725 1,757,000 0.37%
32 HighTower Advisors, LLC 22,358 1,728,000 0.37%
33 CIBC Private Wealth Group LLC 22,200 1,716,000 0.36%
34 Cambridge Investment Research Advisors, Inc. 21,355 1,651,000 0.35%
35 Merriman Wealth Management, LLC 21,263 1,643,000 0.35%
36 SIGNATURE ESTATE & INVESTMENT ADVISORS LLC 19,290 1,491,000 0.32%
37 BRR OpCo, LLC 18,919 1,463,000 0.31%
38 BAROMETER CAPITAL MANAGEMENT INC. 17,700 1,368,000 0.29%
39 Placemark Investments, Inc. 17,669 1,366,000 0.29%
40 First Allied Advisory Services, Inc. 17,380 1,345,000 0.28%
41 LADENBURG THALMANN FINANCIAL SERVICES INC. 16,242 1,256,000 0.27%
42 KMS FINANCIAL SERVICES, INC 16,090 1,244,000 0.26%
43 CREDIT SUISSE AG/ 15,329 1,185,000 0.25%
44 CITIGROUP INC 11,421 883,000 0.19%
45 BANQUE PICTET & CIE SA 10,800 835,000 0.18%
46 Murphy Pohlad Asset Management LLC 10,246 792,000 0.17%
47 Private Advisor Group, LLC 9,761 755,000 0.16%
48 STIFEL FINANCIAL CORP 8,234 637,000 0.13%
49 MSI Financial Services Inc 8,026 620,000 0.13%
50 RIVERBRIDGE PARTNERS LLC 6,996 541,000 0.11%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.