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RYDEX ETF TRUST
RYDEX ETF TRUST. Institutional holdings reported to the SEC.

Institutional Holders (2015Q3)
Portfolio Summary: 119 Institutional holders with a total value of $801,478,586.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 BANK OF AMERICA CORP /DE/ 1,197,178 92,650,000 11.56%
2 MORGAN STANLEY 988,705 76,516,000 9.55%
3 WELLS FARGO & COMPANY/MN 794,483 61,485,000 7.67%
4 UBS Group AG 775,320 60,002,000 7.49%
5 LPL Financial LLC 588,807 47,234,000 5.89%
6 SIGNATURE ESTATE & INVESTMENT ADVISORS LLC 557,647 43,156,000 5.38%
7 Marquette Asset Management, LLC 487,078 37,695,000 4.70%
8 Kiwi Wealth Investments Limited Partnership 425,646 32,941,000 4.11%
9 Commonwealth Equity Services, Inc 267,744 20,721,000 2.59%
10 New England Private Wealth Advisors LLC 260,840 20,182,000 2.52%
11 CUTLER INVESTMENT COUNSEL LLC 237,699 18,396,000 2.30%
12 WealthTrust-Arizona, LLC 230,955 17,873,000 2.23%
13 FORTE CAPITAL LLC /ADV 215,815 16,702,000 2.08%
14 BANK OF STOCKTON 203,209 15,726,000 1.96%
15 HighTower Advisors, LLC 202,303 15,671,000 1.96%
16 LADENBURG THALMANN FINANCIAL SERVICES INC. 182,504 14,124,000 1.76%
17 RAYMOND JAMES & ASSOCIATES 180,422 13,963,000 1.74%
18 Cordasco Financial Network 177,505 13,737,000 1.71%
19 Paracle Advisors, LLC 173,454 13,423,000 1.67%
20 LOCKHEED MARTIN INVESTMENT MANAGEMENT CO 133,548 10,335,000 1.29%
21 LAZARD ASSET MANAGEMENT LLC 122,455 9,476,000 1.18%
22 ROYAL BANK OF CANADA 109,065 8,441,000 1.05%
23 AVIANCE CAPITAL MANAGEMENT, LLC 108,798 8,420,000 1.05%
24 GOLDMAN SACHS GROUP INC 107,485 8,318,000 1.04%
25 Calamos Wealth Management LLC 91,661 7,094,000 0.89%
26 ENVESTNET ASSET MANAGEMENT INC 82,128 6,356,000 0.79%
27 Sequoia Financial Advisors, LLC 80,016 6,192,000 0.77%
28 SPC Financial, Inc. 74,750 5,785,000 0.72%
29 SHINE INVESTMENT ADVISORY SERVICES INC 72,761 5,631,000 0.70%
30 Peregrine Asset Advisers, Inc. 69,065 5,345,000 0.67%
31 Financial Architects, Inc 56,741 4,391,000 0.55%
32 NATIONAL PLANNING CORP 48,244 4,037,000 0.50%
33 INVESTMENT CENTERS OF AMERICA INC 47,875 3,708,000 0.46%
34 Legacy Private Trust Co. 47,898 3,707,000 0.46%
35 AMERIPRISE FINANCIAL INC 47,523 3,676,000 0.46%
36 AMERICAN INTERNATIONAL GROUP, INC. 43,936 3,401,000 0.42%
37 Stratos Wealth Partners, LTD. 43,669 3,380,000 0.42%
38 Chevy Chase Trust Holdings, LLC 43,323 3,353,000 0.42%
39 MSI Financial Services Inc 43,296 3,351,000 0.42%
40 Cambridge Investment Research Advisors, Inc. 36,453 2,821,000 0.35%
41 JPMORGAN CHASE & CO 28,957 2,241,000 0.28%
42 STIFEL FINANCIAL CORP 27,774 2,149,000 0.27%
43 CLIFTONLARSONALLEN WEALTH ADVISORS, LLC 25,901 2,004,000 0.25%
44 SII INVESTMENTS INC/WI 25,779 1,993,000 0.25%
45 Jaffetilchin Investment Partners, LLC 25,256 1,955,000 0.24%
46 VICUS CAPITAL 24,266 1,878,000 0.23%
47 Transamerica Financial Advisors, LLC 22,178 1,717,000 0.21%
48 IFC Holdings Incorporated/FL 20,493 1,611,000 0.20%
49 Merriman Wealth Management, LLC 20,659 1,599,000 0.20%
50 CIBC Private Wealth Group LLC 18,096 1,400,000 0.17%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.