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RYDEX ETF TRUST
RYDEX ETF TRUST. Institutional holdings reported to the SEC.

Institutional Holders (2015Q1)
Portfolio Summary: 120 Institutional holders with a total value of $800,354,496.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 WELLS FARGO & COMPANY/MN 1,148,614 95,427,000 11.92%
2 MORGAN STANLEY 1,056,448 87,770,000 10.97%
3 BANK OF AMERICA CORP /DE/ 998,491 82,955,000 10.36%
4 UBS Group AG 797,105 66,223,000 8.27%
5 LPL Financial LLC 513,726 42,408,000 5.30%
6 Kiwi Wealth Investments Limited Partnership 438,131 36,400,000 4.55%
7 Marquette Asset Management, LLC 420,197 34,910,000 4.36%
8 New England Private Wealth Advisors LLC 257,136 21,298,000 2.66%
9 CUTLER INVESTMENT COUNSEL LLC 241,816 20,090,000 2.51%
10 FORTE CAPITAL LLC /ADV 222,382 18,633,000 2.33%
11 Commonwealth Equity Services, Inc 220,231 18,297,000 2.29%
12 BANK OF STOCKTON 200,753 16,678,000 2.08%
13 WealthTrust-Arizona, LLC 189,105 15,711,000 1.96%
14 Raymond James Financial Services Advisors, Inc. 187,543 15,581,000 1.95%
15 Paracle Advisors, LLC 167,187 13,889,000 1.74%
16 Cordasco Financial Network 140,322 11,658,000 1.46%
17 AVIANCE CAPITAL MANAGEMENT, LLC 134,949 11,211,000 1.40%
18 MANAGED ACCOUNT ADVISORS LLC 122,461 10,174,000 1.27%
19 LOCKHEED MARTIN INVESTMENT MANAGEMENT CO 112,310 9,331,000 1.17%
20 BB&T SECURITIES, LLC 10,298 8,555,000 1.07%
21 ROYAL BANK OF CANADA 95,885 7,966,000 1.00%
22 AMERICAN INTERNATIONAL GROUP, INC. 94,793 7,875,402 0.98%
23 MSI Financial Services Inc 81,831 6,799,000 0.85%
24 NOTTINGHAM ADVISORS, INC. 81,085 6,737,000 0.84%
25 Calamos Wealth Management LLC 78,508 6,522,000 0.81%
26 LADENBURG THALMANN FINANCIAL SERVICES INC. 71,972 5,971,000 0.75%
27 Legacy Private Trust Co. 70,894 5,890,000 0.74%
28 Peregrine Asset Advisers, Inc. 68,863 5,721,000 0.71%
29 SPC Financial, Inc. 66,800 5,550,000 0.69%
30 SHINE INVESTMENT ADVISORY SERVICES INC 66,712 5,542,000 0.69%
31 RAYMOND JAMES & ASSOCIATES 58,586 4,868,000 0.61%
32 Sequoia Financial Advisors, LLC 54,907 4,562,000 0.57%
33 SIGNATURE ESTATE & INVESTMENT ADVISORS LLC 54,346 4,515,000 0.56%
34 DAVENPORT & Co LLC 49,955 4,150,261 0.52%
35 Tuttle Capital Management, LLC 49,948 4,149,000 0.52%
36 Chevy Chase Trust Holdings, LLC 48,224 4,007,000 0.50%
37 Community Bank, N.A. 46,550 3,867,000 0.48%
38 NATIONAL PLANNING CORP 45,093 3,694,000 0.46%
39 HighTower Advisors, LLC 43,092 3,580,000 0.45%
40 Stratos Wealth Partners, LTD. 42,110 3,486,000 0.44%
41 JPMORGAN CHASE & CO 38,493 3,198,000 0.40%
42 ENVESTNET ASSET MANAGEMENT INC 36,959 3,071,000 0.38%
43 JANE STREET GROUP, LLC 36,897 3,065,000 0.38%
44 AMERIPRISE FINANCIAL INC 34,713 2,884,000 0.36%
45 INVESTMENT CENTERS OF AMERICA INC 31,525 2,618,000 0.33%
46 Transamerica Financial Advisors, LLC 30,854 2,564,000 0.32%
47 Cambridge Investment Research Advisors, Inc. 27,585 2,292,000 0.29%
48 Jaffetilchin Investment Partners, LLC 25,680 2,133,000 0.27%
49 VICUS CAPITAL 25,483 2,117,000 0.26%
50 Sigma Planning Corp 24,962 2,074,000 0.26%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.