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RYDEX ETF TRUST
RYDEX ETF TRUST. Institutional holdings reported to the SEC.

Institutional Holders (2014Q4)
Portfolio Summary: 101 Institutional holders with a total value of $667,820,344.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 WELLS FARGO & COMPANY/MN 1,102,751 87,691,000 13.13%
2 MORGAN STANLEY 904,030 71,888,000 10.76%
3 BANK OF AMERICA CORP /DE/ 739,639 58,817,000 8.81%
4 UBS Group AG 604,691 48,085,000 7.20%
5 LPL Financial LLC 480,464 38,206,000 5.72%
6 Marquette Asset Management, LLC 411,659 32,735,000 4.90%
7 PACIFIC FINANCIAL GROUP INC 366,171 29,118,000 4.36%
8 Kiwi Wealth Investments Limited Partnership 300,961 23,932,000 3.58%
9 CUTLER INVESTMENT COUNSEL LLC 247,675 19,695,000 2.95%
10 New England Private Wealth Advisors LLC 242,811 19,309,000 2.89%
11 Commonwealth Equity Services, Inc 209,094 16,627,000 2.49%
12 FORTE CAPITAL LLC /ADV 202,653 16,115,000 2.41%
13 BANK OF STOCKTON 194,243 15,446,000 2.31%
14 Raymond James Financial Services Advisors, Inc. 181,534 14,436,000 2.16%
15 Paracle Advisors, LLC 162,587 12,928,000 1.94%
16 Jaffetilchin Investment Partners, LLC 152,430 12,121,000 1.82%
17 FundX Investment Group, LLC 120,946 9,618,000 1.44%
18 Cordasco Financial Network 102,416 8,144,000 1.22%
19 SUSQUEHANNA INTERNATIONAL GROUP, LLP 99,080 7,879,000 1.18%
20 ROYAL BANK OF CANADA 90,979 7,235,000 1.08%
21 LOCKHEED MARTIN INVESTMENT MANAGEMENT CO 90,073 7,163,000 1.07%
22 AMERICAN INTERNATIONAL GROUP, INC. 83,715 6,657,017 1.00%
23 WealthTrust-Arizona, LLC 80,421 6,395,000 0.96%
24 MSI Financial Services Inc 73,770 5,866,000 0.88%
25 DEUTSCHE BANK AG\ 73,295 5,828,000 0.87%
26 Legacy Private Trust Co. 71,850 5,714,000 0.86%
27 SPC Financial, Inc. 67,945 5,403,000 0.81%
28 SHINE INVESTMENT ADVISORY SERVICES INC 67,093 5,335,000 0.80%
29 JANE STREET GROUP, LLC 60,966 4,848,000 0.73%
30 NEW ENGLAND SECURITIES CORP /MA/ 54,735 4,353,000 0.65%
31 Chevy Chase Trust Holdings, LLC 49,928 3,970,000 0.59%
32 RAYMOND JAMES & ASSOCIATES 49,555 3,941,000 0.59%
33 SIGNATURE ESTATE & INVESTMENT ADVISORS LLC 41,833 3,327,000 0.50%
34 JPMORGAN CHASE & CO 36,014 2,864,000 0.43%
35 BB&T SECURITIES, LLC 3,150 2,504,000 0.37%
36 HighTower Advisors, LLC 30,026 2,419,000 0.36%
37 Cambridge Investment Research Advisors, Inc. 30,072 2,391,000 0.36%
38 Sigma Planning Corp 28,652 2,278,000 0.34%
39 NATIONAL PLANNING CORP 28,401 2,234,307 0.33%
40 LADENBURG THALMANN FINANCIAL SERVICES INC. 27,165 2,160,000 0.32%
41 Placemark Investments, Inc. 23,931 1,903,000 0.28%
42 STIFEL FINANCIAL CORP 22,914 1,822,000 0.27%
43 AMERIPRISE FINANCIAL INC 22,948 1,820,000 0.27%
44 DAVENPORT & Co LLC 21,850 1,737,512 0.26%
45 Merriman Wealth Management, LLC 20,560 1,617,000 0.24%
46 CREDIT SUISSE AG/ 18,838 1,498,000 0.22%
47 BRR OpCo, LLC 17,095 1,359,000 0.20%
48 First Allied Advisory Services, Inc. 15,023 1,197,000 0.18%
49 FIRST MIDWEST BANK TRUST DIVISION 14,800 1,177,000 0.18%
50 CITIGROUP INC 12,673 1,008,000 0.15%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.