| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | RHO CAPITAL PARTNERS INC | 2,627,790 | 4,993,000 | 30.94% | ||
| 2 | SENZAR ASSET MANAGEMENT, LLC | 843,722 | 1,603,000 | 9.93% | ||
| 3 | DLD ASSET MANAGEMENT, LP | 496,700 | 934,000 | 5.79% | Call | |
| 4 | ADAGE CAPITAL PARTNERS GP, L.L.C. | 470,000 | 893,000 | 5.53% | ||
| 5 | SPHERA FUNDS MANAGEMENT LTD. | 401,764 | 763,000 | 4.73% | ||
| 6 | COLUMBUS CIRCLE INVESTORS | 379,716 | 721,000 | 4.47% | ||
| 7 | BlackRock Finance, Inc. | 337,563 | 641,000 | 3.97% | ||
| 8 | VANGUARD GROUP INC | 316,713 | 602,000 | 3.73% | ||
| 9 | DAFNA Capital Management LLC | 237,135 | 451,000 | 2.79% | ||
| 10 | MILLENNIUM MANAGEMENT LLC | 215,882 | 410,000 | 2.54% | ||
| 11 | SABBY MANAGEMENT, LLC | 212,651 | 404,000 | 2.50% | ||
| 12 | GOLDMAN SACHS GROUP INC | 173,690 | 330,000 | 2.04% | ||
| 13 | GSA CAPITAL PARTNERS LLP | 156,300 | 297,000 | 1.84% | ||
| 14 | PANAGORA ASSET MANAGEMENT INC | 154,213 | 293,000 | 1.82% | ||
| 15 | FT OPTIONS LLC | 150,000 | 285,000 | 1.77% | ||
| 16 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 122,975 | 234,000 | 1.45% | ||
| 17 | A.R.T. Advisors, LLC | 112,845 | 214,000 | 1.33% | ||
| 18 | GEODE CAPITAL MANAGEMENT, LLC | 102,964 | 195,000 | 1.21% | ||
| 19 | ELEMENT CAPITAL MANAGEMENT LLC | 91,975 | 175,000 | 1.08% | ||
| 20 | D. E. Shaw & Co., Inc. | 82,762 | 157,000 | 0.97% | ||
| 21 | MORGAN STANLEY | 75,502 | 144,000 | 0.89% | ||
| 22 | BOOTHBAY FUND MANAGEMENT, LLC | 72,044 | 137,000 | 0.85% | ||
| 23 | LMR Partners LLP | 66,533 | 126,000 | 0.78% | ||
| 24 | Minerva Advisors LLC | 64,759 | 120,000 | 0.74% | ||
| 25 | Paloma Partners Management Co | 62,700 | 119,000 | 0.74% | ||
| 26 | FT OPTIONS LLC | 109,500 | 71,000 | 0.44% | Call | |
| 27 | DIMENSIONAL FUND ADVISORS LP | 35,881 | 68,000 | 0.42% | ||
| 28 | PARAMETRIC PORTFOLIO ASSOCIATES LLC | 28,178 | 54,000 | 0.33% | ||
| 29 | BARCLAYS PLC | 28,149 | 53,000 | 0.33% | ||
| 30 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 26,800 | 51,000 | 0.32% | Put | |
| 31 | NORTHERN TRUST CORP | 26,388 | 50,000 | 0.31% | ||
| 32 | GROUP ONE TRADING LLC | 26,318 | 50,000 | 0.31% | ||
| 33 | Bank of New York Mellon Corp | 25,033 | 48,000 | 0.30% | ||
| 34 | CITADEL ADVISORS LLC | 21,100 | 40,000 | 0.25% | Call | |
| 35 | FT OPTIONS LLC | 31,300 | 39,000 | 0.24% | Put | |
| 36 | SHEPHERD KAPLAN KROCHUK, LLC | 20,500 | 39,000 | 0.24% | ||
| 37 | Virtu KCG Holdings LLC | 18,392 | 35,000 | 0.22% | ||
| 38 | CITADEL ADVISORS LLC | 16,624 | 32,000 | 0.20% | ||
| 39 | CITADEL ADVISORS LLC | 16,700 | 32,000 | 0.20% | Put | |
| 40 | Virtu Financial LLC | 16,173 | 31,000 | 0.19% | ||
| 41 | GRATICULE ASIA MACRO ADVISORS LLC | 16,217 | 31,000 | 0.19% | ||
| 42 | Squarepoint Ops LLC | 14,874 | 28,000 | 0.17% | ||
| 43 | STATE STREET CORP | 14,700 | 27,000 | 0.17% | ||
| 44 | Rathbones Group PLC | 10,000 | 19,000 | 0.12% | ||
| 45 | MERIDIAN INVESTMENT COUNSEL INC. | 10,000 | 19,000 | 0.12% | ||
| 46 | JPMORGAN CHASE & CO | 8,807 | 17,000 | 0.11% | ||
| 47 | WORTH VENTURE PARTNERS, LLC | 62,700 | 12,000 | 0.07% | Call | |
| 48 | BANK OF AMERICA CORP /DE/ | 5,748 | 11,000 | 0.07% | ||
| 49 | DEUTSCHE BANK AG\ | 6,560 | 11,000 | 0.07% | ||
| 50 | Tower Research Capital LLC (TRC) | 5,998 | 11,000 | 0.07% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
