Dark
Light
System
Security
SM ENERGY CO
SM ENERGY CO. Institutional holdings reported to the SEC.

Institutional Holders (2016Q3)
Portfolio Summary: 291 Institutional holders with a total value of $3,476,322,506.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 INTEGRATED WEALTH MANAGEMENT 20 1,000 0.00%
2 HANSEATIC MANAGEMENT SERVICES INC 33 1,000 0.00%
3 LADENBURG THALMANN FINANCIAL SERVICES INC. 52 2,000 0.00%
4 Winslow, Evans & Crocker, Inc. 58 2,200 0.00%
5 ENTERPRISE FINANCIAL SERVICES CORP 79 3,000 0.00%
6 SEVENBRIDGE FINANCIAL GROUP, LLC 68 3,000 0.00%
7 ACROSPIRE INVESTMENT MANAGEMENT LLC 100 4,000 0.00%
8 FIRST INTERSTATE BANK 150 6,000 0.00%
9 Weaver C. Barksdale & Associates, Inc. 153 6,000 0.00%
10 CAPITAL GUARDIAN TRUST CO 176 7,000 0.00%
11 NEXT Financial Group, Inc 225 9,000 0.00%
12 Independent Portfolio Consultants, Inc. 245 9,000 0.00%
13 ADVISOR GROUP, INC. 235 9,000 0.00%
14 SEI INVESTMENTS CO 282 11,000 0.00%
15 GENEOS WEALTH MANAGEMENT INC. 335 12,000 0.00%
16 Creative Planning 499 19,000 0.00%
17 CENTRAL TRUST Co 600 23,000 0.00%
18 QUADRANT CAPITAL GROUP LLC 675 25,000 0.00%
19 Shamrock Asset Management LLC 688 27,000 0.00%
20 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 791 31,000 0.00%
21 FIFTH THIRD BANCORP 800 31,000 0.00%
22 BRONFMAN E.L. ROTHSCHILD, L.P. 800 31,000 0.00%
23 CITIGROUP INC 1,300 50,000 0.00% Call
24 Assured Investment Management LLC 1,663 64,000 0.00%
25 EMERALD ACQUISITION LTD. 1,761 68,000 0.00%
26 AMERICAN NATIONAL BANK & TRUST 1,870 72,000 0.00%
27 PNC FINANCIAL SERVICES GROUP, INC. 1,920 75,000 0.00%
28 Advisors Asset Management, Inc. 2,100 81,000 0.00%
29 IFP ADVISORS, INC 2,474 95,000 0.00%
30 BANK OF MONTREAL /CAN/ 2,500 96,000 0.00% Call
31 PEAK6 Group LLC 2,700 104,000 0.00% Call
32 Zurcher Kantonalbank (Zurich Cantonalbank) 3,067 118,000 0.00%
33 IndexIQ Advisors LLC 3,571 138,000 0.00%
34 RIVERHEAD CAPITAL MANAGEMENT LLC 3,900 151,000 0.00%
35 Point72 Hong Kong Ltd 4,100 158,000 0.00%
36 TLP GROUP LLC 4,846 187,000 0.01%
37 DekaBank Deutsche Girozentrale 5,006 198,000 0.01%
38 LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 5,374 207,000 0.01%
39 CUTLER GROUP LLC / CA 53,100 211,000 0.01% Call
40 AMG National Trust Bank 5,642 218,000 0.01%
41 SHELTON CAPITAL MANAGEMENT 6,497 224,000 0.01%
42 NOMURA ASSET MANAGEMENT CO LTD 5,840 225,000 0.01%
43 IMS Capital Management 6,000 231,000 0.01%
44 Commonwealth Equity Services, Inc 6,024 232,000 0.01%
45 OppenheimerFunds, Inc. 6,188 239,000 0.01%
46 PACER ADVISORS, INC. 6,514 251,000 0.01%
47 CREDIT AGRICOLE S A 6,688 258,000 0.01%
48 Bartlett & Co. LLC 6,760 261,000 0.01%
49 IBM Retirement Fund 6,794 262,000 0.01%
50 TUDOR INVESTMENT CORP ET AL 7,446 287,000 0.01%
Page 1 of 6

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.