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AMERIPRISE FINL INC
AMERIPRISE FINL INC. Institutional holdings reported to the SEC.

Institutional Holders (2014Q4)
Portfolio Summary: 630 Institutional holders with a total value of $21,362,483,945.
#
Manager Name
Shares
Value ($)
%
Options
Notes
51 Winslow, Evans & Crocker, Inc. 310 40,868 0.00%
52 TCI Wealth Advisors, Inc. 330 44,000 0.00%
53 Field & Main Bank 350 46,000 0.00%
54 DUNCKER STREETT & CO INC 365 48,000 0.00%
55 Kistler-Tiffany Companies, LLC 360 48,000 0.00%
56 AMERICAFIRST CAPITAL MANAGEMENT, LLC 375 49,594 0.00%
57 Walleye Trading LLC 400 53,000 0.00% Put
58 MOTCO 428 57,000 0.00%
59 Parasol Investment Management, LLC 453 60,000 0.00%
60 Joel Isaacson & Co., LLC 460 61,000 0.00%
61 BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 480 63,000 0.00%
62 TRUST CO OF VERMONT 480 63,000 0.00%
63 UBS Group AG 500 66,000 0.00% Put
64 NATIONAL PLANNING CORP 525 66,476 0.00%
65 OPTIMUM INVESTMENT ADVISORS 558 74,000 0.00%
66 Compagnie Lombard Odier SCmA 560 74,000 0.00%
67 MSI Financial Services Inc 557 74,000 0.00%
68 Green Owl Capital Management, LLC 25,000 75,000 0.00% Put
69 NEW YORK LIFE TRUST CO 573 76,000 0.00%
70 ENTERPRISE FINANCIAL SERVICES CORP 605 80,000 0.00%
71 TD Capital Management LLC 603 80,000 0.00%
72 TradeLink Global Equity LLC 642 85,000 0.00%
73 Edinburgh Partners Ltd 643 85,000 0.00%
74 Simplicity Solutions, LLC 643 85,070 0.00%
75 BRAVE ASSET MANAGEMENT INC 659 87,000 0.00%
76 BESSEMER GROUP INC 669 88,000 0.00%
77 Capital Analysts, LLC 680 89,930 0.00%
78 Shinko Asset Management Co., Ltd. 687 91,000 0.00%
79 Tower Research Capital LLC (TRC) 700 93,000 0.00%
80 WASHINGTON TRUST BANK 790 104,000 0.00%
81 WHITTIER TRUST CO 781 104,000 0.00%
82 LORING WOLCOTT & COOLIDGE FIDUCIARY ADVISORS LLP/MA 800 106,000 0.00%
83 Mizuho Asset Management Co.,Ltd. 909 120,000 0.00%
84 TOMPKINS FINANCIAL CORP 960 127,000 0.00%
85 BARCLAYS PLC 1,000 132,000 0.00% Put
86 FRIESS ASSOCIATES LLC 1,030 136,000 0.00%
87 Barrett Asset Management, LLC 1,025 136,000 0.00%
88 GUARDIAN LIFE INSURANCE CO OF AMERICA 1,052 139,000 0.00%
89 B. Riley Wealth Advisors, Inc. 1,061 140,000 0.00%
90 FIRST NEW YORK SECURITIES LLC /NY 1,100 145,475 0.00%
91 SRB CORP 1,115 147,000 0.00%
92 THOMPSON SIEGEL & WALMSLEY LLC 1,176 156,000 0.00%
93 Stratos Wealth Partners, LTD. 1,214 160,552 0.00%
94 SHAPIRO ROBERT N 1,218 161,000 0.00%
95 FULLER & THALER ASSET MANAGEMENT, INC. 1,250 165,000 0.00%
96 Manchester Capital Management LLC 1,270 168,000 0.00%
97 GUARDIAN INVESTOR SERVICES LLC 1,277 169,000 0.00%
98 Boussard & Gavaudan Investment Management LLP 1,502 202,000 0.00%
99 Portland Global Advisors LLC 1,527 202,000 0.00%
100 Robert W. Baird & Co. Inc 1,549 204,000 0.00%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.