Dark
Light
System
Security
SPDR SERIES TRUST
SPDR SERIES TRUST. Institutional holdings reported to the SEC.

Institutional Holders (2014Q1)
Portfolio Summary: 19 Institutional holders with a total value of $118,029,985.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Charles Schwab Investment Advisory, Inc. 650,015 44,760,000 37.92%
2 GOLDMAN SACHS GROUP INC 300,010 20,659,000 17.50%
3 MORGAN STANLEY 184,158 12,681,000 10.74%
4 SUSQUEHANNA INTERNATIONAL GROUP, LLP 164,900 11,355,000 9.62% Call
5 SUSQUEHANNA INTERNATIONAL GROUP, LLP 74,600 5,137,000 4.35% Put
6 SUMMIT CAPITAL MANAGEMENT LLC 73,047 5,030,000 4.26%
7 BANK OF AMERICA CORP /DE/ 69,315 4,773,000 4.04%
8 WELLS FARGO & COMPANY/MN 57,080 3,930,000 3.33%
9 UBS AG 47,979 3,304,000 2.80%
10 PEAK6 Group LLC 33,869 2,332,000 1.98%
11 Robert W. Baird & Co. Inc 20,660 1,423,000 1.21%
12 BAROMETER CAPITAL MANAGEMENT INC. 14,800 1,019,000 0.86%
13 Livingston Group Asset Management CO (operating as Southport Capital Management) 10,819 745,000 0.63%
14 SUNTRUST BANKS INC 4,289 295,000 0.25%
15 OPPENHEIMER & CO INC 3,539 244,000 0.21%
16 CREDIT SUISSE AG/ 3,142 216,000 0.18%
17 AMERICAN INTERNATIONAL GROUP, INC. 1,118 76,985 0.07%
18 B. Riley Wealth Management, Inc. 492 34,000 0.03%
19 AMERIPRISE FINANCIAL INC 239 16,000 0.01%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.