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SPDR SERIES TRUST
SPDR SERIES TRUST. Institutional holdings reported to the SEC.

Institutional Holders (2016Q2)
Portfolio Summary: 47 Institutional holders with a total value of $169,358,210.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 JPMORGAN CHASE & CO 800,000 35,504,000 20.96%
2 RAYMOND JAMES & ASSOCIATES 410,007 18,196,000 10.74%
3 MORGAN STANLEY 292,850 12,997,000 7.67%
4 BANK OF AMERICA CORP /DE/ 262,634 11,656,000 6.88%
5 MATHER GROUP, LLC. 248,456 11,026,000 6.51%
6 GOLDMAN SACHS GROUP INC 184,912 8,206,000 4.85%
7 Raymond James Financial Services Advisors, Inc. 143,170 6,354,000 3.75%
8 SANDLER CAPITAL MANAGEMENT 140,000 6,213,000 3.67%
9 LPL Financial LLC 121,489 5,240,000 3.09%
10 WELLS FARGO & COMPANY/MN 109,639 4,866,000 2.87%
11 Riggs Asset Managment Co. Inc. 103,914 4,612,000 2.72%
12 SOCIETE GENERALE 100,000 4,438,000 2.62%
13 SG Americas Securities, LLC 100,000 4,438,000 2.62%
14 UBS Group AG 89,242 3,961,000 2.34%
15 VICUS CAPITAL 80,172 3,558,000 2.10%
16 Financial Management Professionals, Inc. 73,890 3,278,000 1.94%
17 BAROMETER CAPITAL MANAGEMENT INC. 66,700 2,960,000 1.75%
18 TRUE PRIVATE WEALTH ADVISORS 64,394 2,857,000 1.69%
19 HighTower Advisors, LLC 55,662 2,468,000 1.46%
20 CREDIT SUISSE AG/ 46,938 2,083,000 1.23%
21 STEPHENS INC /AR/ 46,534 2,065,000 1.22%
22 STIFEL FINANCIAL CORP 32,748 1,454,000 0.86%
23 Virtu Financial LLC 32,699 1,451,000 0.86%
24 Tower Research Capital LLC (TRC) 28,146 1,249,000 0.74%
25 SNOWDEN CAPITAL ADVISORS LLC 26,019 1,154,723 0.68%
26 LADENBURG THALMANN FINANCIAL SERVICES INC. 20,463 908,000 0.54%
27 CITADEL ADVISORS LLC 19,003 843,000 0.50%
28 ADVISOR GROUP, INC. 16,805 744,000 0.44%
29 ROYAL BANK OF CANADA 16,608 737,000 0.44%
30 SUNTRUST BANKS INC 14,783 656,000 0.39%
31 DAVENPORT & Co LLC 13,795 612,222 0.36%
32 BENJAMIN F. EDWARDS & COMPANY, INC. 12,878 572,000 0.34%
33 ENVESTNET ASSET MANAGEMENT INC 12,769 567,000 0.33%
34 AMERIPRISE FINANCIAL INC 12,987 517,000 0.31%
35 Livingston Group Asset Management CO (operating as Southport Capital Management) 8,923 396,000 0.23%
36 Janney Montgomery Scott LLC 5,127 224,000 0.13%
37 PNC FINANCIAL SERVICES GROUP, INC. 2,863 127,000 0.07%
38 WOLVERINE TRADING LP /BD 14 60,746 0.04% Call
39 MSI Financial Services Inc 1,089 48,000 0.03%
40 Advisory Services Network, LLC 900 40,000 0.02%
41 SIGNATUREFD, LLC 126 6,000 0.00%
42 GENOVESE BURFORD & BROTHERS WEALTH & RETIREMENT PLAN MANAGEMENT, LLC 146 6,000 0.00%
43 CUTLER GROUP LLC / CA 100 4,000 0.00%
44 NEXT Financial Group, Inc 50 2,000 0.00%
45 Crosspoint Capital Strategies, LLC 48 2,000 0.00%
46 WOLVERINE TRADING LP /BD 35 1,519 0.00%
47 Parallax Volatility Advisers, L.P. 2 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.