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SPDR SERIES TRUST
SPDR SERIES TRUST. Institutional holdings reported to the SEC.

Institutional Holders (2015Q1)
Portfolio Summary: 50 Institutional holders with a total value of $113,684,534.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 JPMORGAN CHASE & CO 250,000 21,920,000 19.28%
2 MORGAN STANLEY 204,664 17,945,000 15.78%
3 BANK OF AMERICA CORP /DE/ 84,582 7,416,000 6.52%
4 NIEMANN CAPITAL MANAGEMENT INC 65,296 5,725,000 5.04%
5 VICUS CAPITAL 63,259 5,547,000 4.88%
6 GOLDMAN SACHS GROUP INC 62,933 5,518,000 4.85%
7 HighTower Advisors, LLC 50,779 4,452,000 3.92%
8 CREDIT SUISSE AG/ 49,485 4,339,000 3.82%
9 ROYAL BANK OF CANADA 42,195 3,699,000 3.25%
10 WELLS FARGO & COMPANY/MN 34,787 3,050,000 2.68%
11 Virtu Financial LLC 28,904 2,534,000 2.23%
12 JANE STREET GROUP, LLC 24,554 2,153,000 1.89%
13 RAYMOND JAMES & ASSOCIATES 23,771 2,084,000 1.83%
14 LPL Financial LLC 22,375 1,944,000 1.71%
15 UBS Group AG 22,057 1,934,000 1.70%
16 AMERIPRISE FINANCIAL INC 21,331 1,870,000 1.64%
17 SG Americas Securities, LLC 21,305 1,868,000 1.64%
18 LADENBURG THALMANN FINANCIAL SERVICES INC. 21,023 1,843,000 1.62%
19 AMERICAN INTERNATIONAL GROUP, INC. 21,012 1,842,332 1.62%
20 Tower Research Capital LLC (TRC) 19,911 1,746,000 1.54%
21 Advisors Preferred, LLC 19,870 1,742,202 1.53%
22 BAROMETER CAPITAL MANAGEMENT INC. 19,600 1,719,000 1.51%
23 ENVESTNET ASSET MANAGEMENT INC 16,830 1,476,000 1.30%
24 SUSQUEHANNA INTERNATIONAL GROUP, LLP 13,700 1,201,000 1.06% Call
25 UNITED CAPITAL FINANCIAL ADVISORS, LLC 12,373 1,048,000 0.92%
26 Livingston Group Asset Management CO (operating as Southport Capital Management) 10,819 949,000 0.83%
27 SUSQUEHANNA INTERNATIONAL GROUP, LLP 10,000 877,000 0.77% Put
28 SUNTRUST BANKS INC 8,729 765,000 0.67%
29 PEAK6 Group LLC 8,526 748,000 0.66%
30 XPONANCE LLC 6,967 610,000 0.54%
31 MSI Financial Services Inc 6,052 531,000 0.47%
32 Cetera Advisors LLC 5,108 450,000 0.40%
33 Virtu KCG Holdings LLC 4,556 399,000 0.35%
34 MURPHY CAPITAL MANAGEMENT INC 4,050 355,000 0.31%
35 STIFEL FINANCIAL CORP 3,086 271,000 0.24%
36 SIGNATUREFD, LLC 3,063 269,000 0.24%
37 Partnervest Advisory Services LLC 2,979 261,000 0.23%
38 Daiwa Securities Group Inc. 2,000 175,000 0.15%
39 Financial Architects, Inc 1,802 158,000 0.14%
40 PNC FINANCIAL SERVICES GROUP, INC. 1,327 116,000 0.10%
41 MANAGED ACCOUNT ADVISORS LLC 667 58,000 0.05%
42 B. Riley Wealth Management, Inc. 350 30,000 0.03%
43 Advisory Services Network, LLC 300 26,000 0.02%
44 CITIGROUP INC 124 11,000 0.01%
45 Creative Planning 60 5,000 0.00%
46 Crosspoint Capital Strategies, LLC 21 2,000 0.00%
47 CENTRAL TRUST Co 24 2,000 0.00%
48 Sandy Spring Bank 9 1,000 0.00%
49 GLENMEDE TRUST CO NA 7 0 0.00%
50 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.