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SPDR SERIES TRUST
SPDR SERIES TRUST. Institutional holdings reported to the SEC.

Institutional Holders (2016Q1)
Portfolio Summary: 53 Institutional holders with a total value of $178,309,873.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 JPMORGAN CHASE & CO 800,000 35,632,000 19.98%
2 MORGAN STANLEY 562,978 25,075,000 14.06%
3 RAYMOND JAMES & ASSOCIATES 410,434 18,281,000 10.25%
4 BANK OF AMERICA CORP /DE/ 263,002 11,714,000 6.57%
5 LPL Financial LLC 244,733 10,761,000 6.03%
6 MATHER GROUP, LLC. 231,898 10,329,000 5.79%
7 WELLS FARGO & COMPANY/MN 129,354 5,761,000 3.23%
8 Riggs Asset Managment Co. Inc. 123,880 5,518,000 3.09%
9 UBS Group AG 121,782 5,424,000 3.04%
10 GOLDMAN SACHS GROUP INC 119,266 5,312,000 2.98%
11 Advisors Preferred, LLC 116,307 5,180,000 2.91%
12 SG Americas Securities, LLC 100,000 4,454,000 2.50%
13 VICUS CAPITAL 88,365 3,936,000 2.21%
14 TRUE PRIVATE WEALTH ADVISORS 80,013 3,564,000 2.00%
15 Financial Management Professionals, Inc. 72,308 3,220,000 1.81%
16 HighTower Advisors, LLC 56,695 2,524,000 1.42%
17 CREDIT SUISSE AG/ 50,255 2,238,000 1.26%
18 BAROMETER CAPITAL MANAGEMENT INC. 36,700 1,635,000 0.92%
19 ROYAL BANK OF CANADA 35,864 1,597,000 0.90%
20 FMR LLC 33,543 1,501,000 0.84%
21 PVG Asset Management 26,055 1,160,489 0.65%
22 SNOWDEN CAPITAL ADVISORS LLC 25,614 1,140,848 0.64%
23 CITADEL ADVISORS LLC 22,657 1,009,000 0.57%
24 AMERICAN INTERNATIONAL GROUP, INC. 22,292 992,000 0.56%
25 Raymond James Financial Services Advisors, Inc. 22,000 980,000 0.55%
26 Virtu KCG Holdings LLC 21,211 945,000 0.53%
27 LADENBURG THALMANN FINANCIAL SERVICES INC. 20,817 927,000 0.52%
28 WESPAC Advisors, LLC 19,897 886,000 0.50%
29 SUSQUEHANNA INTERNATIONAL GROUP, LLP 19,803 882,000 0.49%
30 STIFEL FINANCIAL CORP 16,834 750,000 0.42%
31 Tower Research Capital LLC (TRC) 16,756 747,000 0.42%
32 SUNTRUST BANKS INC 16,610 739,000 0.41%
33 Virtu Financial LLC 14,474 645,000 0.36%
34 ENVESTNET ASSET MANAGEMENT INC 14,388 641,000 0.36%
35 DAVENPORT & Co LLC 13,977 622,536 0.35%
36 JANE STREET GROUP, LLC 11,851 528,000 0.30%
37 AMERIPRISE FINANCIAL INC 9,240 412,000 0.23%
38 Livingston Group Asset Management CO (operating as Southport Capital Management) 8,923 397,000 0.22%
39 PNC FINANCIAL SERVICES GROUP, INC. 2,842 127,000 0.07%
40 Advisory Services Network, LLC 900 40,000 0.02%
41 MSI Financial Services Inc 718 32,000 0.02%
42 FIFTH THIRD BANCORP 327 15,000 0.01%
43 SIGNATUREFD, LLC 126 6,000 0.00%
44 GENOVESE BURFORD & BROTHERS WEALTH & RETIREMENT PLAN MANAGEMENT, LLC 146 6,000 0.00%
45 WOODMONT INVESTMENT COUNSEL LLC 102 5,000 0.00%
46 Creative Planning 120 5,000 0.00%
47 CUTLER GROUP LLC / CA 100 4,000 0.00%
48 SIMPLEX TRADING, LLC 53 2,000 0.00%
49 Crosspoint Capital Strategies, LLC 48 2,000 0.00%
50 CENTRAL TRUST Co 48 2,000 0.00%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.