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SPDR SERIES TRUST S&P SEMICNDCTR
SPDR SERIES TRUST S&P SEMICNDCTR. Institutional holdings reported to the SEC.

Institutional Holders (2015Q4)
Portfolio Summary: 50 Institutional holders with a total value of $172,654,048.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 706,712 30,869,000 17.88%
2 JPMORGAN CHASE & CO 650,000 28,392,000 16.44%
3 RAYMOND JAMES & ASSOCIATES 382,903 16,725,000 9.69%
4 MATHER GROUP, LLC. 322,979 14,108,000 8.17%
5 LPL Financial LLC 270,750 11,558,000 6.69%
6 Riggs Asset Managment Co. Inc. 228,382 9,976,000 5.78%
7 WELLS FARGO & COMPANY/MN 161,742 7,066,000 4.09%
8 BANK OF AMERICA CORP /DE/ 147,790 6,455,000 3.74%
9 VICUS CAPITAL 123,339 5,387,000 3.12%
10 UBS Group AG 112,321 4,906,000 2.84%
11 SG Americas Securities, LLC 101,931 4,452,000 2.58%
12 TRUE PRIVATE WEALTH ADVISORS 87,025 3,801,000 2.20%
13 GOLDMAN SACHS GROUP INC 81,262 3,550,000 2.06%
14 CREDIT SUISSE AG/ 70,582 3,083,000 1.79%
15 HighTower Advisors, LLC 69,661 3,033,000 1.76%
16 ROYAL BANK OF CANADA 52,347 2,286,000 1.32%
17 SUSQUEHANNA INTERNATIONAL GROUP, LLP 44,403 1,940,000 1.12%
18 BAROMETER CAPITAL MANAGEMENT INC. 37,200 1,625,000 0.94%
19 Tower Research Capital LLC (TRC) 29,816 1,303,000 0.75%
20 AMERICAN INTERNATIONAL GROUP, INC. 29,700 1,298,000 0.75%
21 Virtu KCG Holdings LLC 27,088 1,183,000 0.69%
22 PVG Asset Management 26,535 1,159,048 0.67%
23 Raymond James Financial Services Advisors, Inc. 24,128 1,054,000 0.61%
24 CITADEL ADVISORS LLC 23,485 1,026,000 0.59%
25 SUNTRUST BANKS INC 20,976 916,000 0.53%
26 LADENBURG THALMANN FINANCIAL SERVICES INC. 20,334 888,000 0.51%
27 STIFEL FINANCIAL CORP 19,583 857,000 0.50%
28 Concert Wealth Management Inc. 15,621 681,000 0.39%
29 WESPAC ADVISORS SOCAL, LLC 11,250 491,000 0.28%
30 Sigma Planning Corp 10,170 444,000 0.26%
31 Livingston Group Asset Management CO (operating as Southport Capital Management) 8,923 390,000 0.23%
32 Virtu Financial LLC 8,810 385,000 0.22%
33 ENVESTNET ASSET MANAGEMENT INC 5,659 247,000 0.14%
34 MURPHY CAPITAL MANAGEMENT INC 5,500 240,000 0.14%
35 Janney Montgomery Scott LLC 5,127 224,000 0.13%
36 SUSQUEHANNA INTERNATIONAL GROUP, LLP 5,000 218,000 0.13% Call
37 OPPENHEIMER & CO INC 4,770 208,000 0.12%
38 PNC FINANCIAL SERVICES GROUP, INC. 2,630 115,000 0.07%
39 Advisory Services Network, LLC 900 39,000 0.02%
40 CITIGROUP INC 533 24,000 0.01%
41 CUTLER GROUP LLC / CA 300 13,000 0.01%
42 MSI Financial Services Inc 270 12,000 0.01%
43 GENOVESE BURFORD & BROTHERS WEALTH & RETIREMENT PLAN MANAGEMENT, LLC 146 6,000 0.00%
44 SIGNATUREFD, LLC 126 6,000 0.00%
45 Creative Planning 120 5,000 0.00%
46 WOODMONT INVESTMENT COUNSEL LLC 102 4,000 0.00%
47 NEXT Financial Group, Inc 50 2,000 0.00%
48 BENJAMIN F. EDWARDS & COMPANY, INC. 50 2,000 0.00%
49 CENTRAL TRUST Co 48 2,000 0.00%
50 Parallax Volatility Advisers, L.P. 2 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.