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SPDR SERIES TRUST
SPDR SERIES TRUST. Institutional holdings reported to the SEC.

Institutional Holders (2015Q4)
Portfolio Summary: 21 Institutional holders with a total value of $18,897,490.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 124,313 6,305,000 33.36%
2 BANK OF AMERICA CORP /DE/ 56,983 2,890,000 15.29%
3 HighTower Advisors, LLC 51,708 2,622,000 13.87%
4 UBS Group AG 42,268 2,144,000 11.35%
5 CITADEL ADVISORS LLC 27,221 1,381,000 7.31%
6 RAYMOND JAMES & ASSOCIATES 18,535 940,000 4.97%
7 LPL Financial LLC 14,026 684,000 3.62%
8 JANE STREET GROUP, LLC 10,473 531,000 2.81%
9 AMERIPRISE FINANCIAL INC 9,143 464,000 2.46%
10 SIGNET FINANCIAL MANAGEMENT, LLC 8,843 449,000 2.38%
11 MSI Financial Services Inc 3,286 167,000 0.88%
12 PNC FINANCIAL SERVICES GROUP, INC. 1,369 69,000 0.37%
13 WELLS FARGO & COMPANY/MN 1,022 52,000 0.28%
14 AMERICAN INTERNATIONAL GROUP, INC. 916 46,000 0.24%
15 Winfield Associates, Inc. 850 43,000 0.23%
16 LADENBURG THALMANN FINANCIAL SERVICES INC. 810 41,000 0.22%
17 Winslow, Evans & Crocker, Inc. 680 34,490 0.18%
18 ROYAL BANK OF CANADA 600 30,000 0.16%
19 Tower Research Capital LLC (TRC) 91 5,000 0.03%
20 Parallax Volatility Advisers, L.P. 2 0 0.00%
21 IFP ADVISORS, INC 2 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.