| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | MORGAN STANLEY | 63,390 | 5,609,000 | 30.85% | ||
| 2 | HighTower Advisors, LLC | 36,557 | 3,235,000 | 17.80% | ||
| 3 | RAYMOND JAMES & ASSOCIATES | 27,519 | 2,435,000 | 13.39% | ||
| 4 | NEW YORK LIFE INVESTMENT MANAGEMENT LLC | 24,951 | 2,208,000 | 12.15% | ||
| 5 | DEUTSCHE BANK AG\ | 20,033 | 1,772,000 | 9.75% | ||
| 6 | BANK OF AMERICA CORP /DE/ | 18,433 | 1,631,000 | 8.97% | ||
| 7 | CORNERSTONE CAPITAL MANAGEMENT HOLDINGS LLC. | 7,498 | 663,000 | 3.65% | ||
| 8 | MSI Financial Services Inc | 2,670 | 236,000 | 1.30% | ||
| 9 | UBS AG | 1,550 | 137,000 | 0.75% | ||
| 10 | WELLS FARGO & COMPANY/MN | 1,529 | 135,000 | 0.74% | ||
| 11 | Winfield Associates, Inc. | 425 | 37,000 | 0.20% | ||
| 12 | WFG Advisors, LP | 400 | 35,000 | 0.19% | ||
| 13 | Winslow, Evans & Crocker, Inc. | 280 | 24,777 | 0.14% | ||
| 14 | AMERICAN INTERNATIONAL GROUP, INC. | 237 | 20,972 | 0.12% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
