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SPDR SERIES TRUST
SPDR SERIES TRUST. Institutional holdings reported to the SEC.

Institutional Holders (2014Q3)
Portfolio Summary: 15 Institutional holders with a total value of $13,556,494.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 62,174 5,350,000 39.46%
2 HighTower Advisors, LLC 34,192 2,943,000 21.71%
3 RAYMOND JAMES & ASSOCIATES 30,111 2,592,000 19.12%
4 BANK OF AMERICA CORP /DE/ 16,025 1,379,000 10.17%
5 SUSQUEHANNA INTERNATIONAL GROUP, LLP 7,391 636,000 4.69%
6 MSI Financial Services Inc 2,640 227,000 1.67%
7 UBS AG 1,490 128,000 0.94%
8 WELLS FARGO & COMPANY/MN 1,469 126,000 0.93%
9 DEUTSCHE BANK AG\ 664 57,000 0.42%
10 Winfield Associates, Inc. 425 37,000 0.27%
11 WFG Advisors, LP 400 34,000 0.25%
12 Winslow, Evans & Crocker, Inc. 280 24,098 0.18%
13 AMERICAN INTERNATIONAL GROUP, INC. 237 20,396 0.15%
14 AMERIPRISE FINANCIAL INC 34 3,000 0.02%
15 Tower Research Capital LLC (TRC) 3 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.