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ADURO BIOTECH
ADURO BIOTECH. Institutional holdings reported to the SEC.

Institutional Holders (2016Q4)
Portfolio Summary: 91 Institutional holders with a total value of $275,845,141.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 WELLINGTON MANAGEMENT GROUP LLP 8,656,759 98,687,000 35.78%
2 FMR LLC 2,850,547 32,496,000 11.78%
3 VANGUARD GROUP INC 2,334,076 26,608,000 9.65%
4 BlackRock Fund Advisors 1,996,489 22,760,000 8.25%
5 OAK RIDGE INVESTMENTS LLC 915,134 10,433,000 3.78%
6 BlackRock Institutional Trust Company, N.A. 777,425 8,863,000 3.21%
7 BVF INC/IL 745,886 8,503,000 3.08%
8 STATE STREET CORP 573,804 6,544,000 2.37%
9 Rock Springs Capital Management LP 415,000 4,731,000 1.72%
10 NORTHERN TRUST CORP 390,232 4,449,000 1.61%
11 CLOUGH CAPITAL PARTNERS L P 326,400 3,721,000 1.35%
12 DEUTSCHE BANK AG\ 325,667 3,711,000 1.35%
13 BAILLIE GIFFORD & CO 290,000 3,306,000 1.20%
14 NORGES BANK 286,477 3,266,000 1.18%
15 GEODE CAPITAL MANAGEMENT, LLC 247,863 2,825,000 1.02%
16 Clearbridge Investments, LLC 222,630 2,538,000 0.92%
17 BLAIR WILLIAM & CO/IL 189,055 2,155,000 0.78%
18 UNITED SERVICES AUTOMOBILE ASSOCIATION 157,030 1,790,000 0.65%
19 Bank of New York Mellon Corp 142,696 1,627,000 0.59%
20 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 137,300 1,566,000 0.57%
21 BlackRock Investment Management, LLC 130,070 1,483,000 0.54%
22 MORGAN STANLEY 126,927 1,447,000 0.52%
23 JPMORGAN CHASE & CO 106,512 1,214,000 0.44%
24 TIAA CREF INVESTMENT MANAGEMENT LLC 102,203 1,165,000 0.42%
25 Artal Group S.A. 100,000 1,140,000 0.41%
26 JENNISON ASSOCIATES LLC 84,350 962,000 0.35%
27 Foundry Partners, LLC 77,452 883,000 0.32%
28 CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 73,166 834,000 0.30%
29 Vident Investment Advisory, LLC 65,874 751,000 0.27%
30 BLACKROCK ADVISORS LLC 64,663 737,000 0.27%
31 ALPS ADVISORS INC 64,563 736,000 0.27%
32 TEACHERS ADVISORS, LLC 60,317 688,000 0.25%
33 SUSQUEHANNA INTERNATIONAL GROUP, LLP 59,600 679,000 0.25% Call
34 Candriam S.C.A. 57,837 659,000 0.24%
35 GOLDMAN SACHS GROUP INC 54,987 627,000 0.23%
36 NJ State Employees Deferred Compensation Plan 53,300 608,000 0.22%
37 State of New Jersey Common Pension Fund D 51,700 589,000 0.21%
38 ProShare Advisors LLC 50,081 571,000 0.21%
39 SUSQUEHANNA INTERNATIONAL GROUP, LLP 49,582 565,000 0.20%
40 ALLIANCEBERNSTEIN L.P. 44,400 506,000 0.18%
41 CITIGROUP INC 40,368 460,000 0.17%
42 Swiss National Bank 38,500 439,000 0.16%
43 RHUMBLINE ADVISERS 38,431 438,000 0.16%
44 BANK OF AMERICA CORP /DE/ 37,213 424,000 0.15%
45 Walleye Trading LLC 37,200 424,000 0.15%
46 NEW YORK STATE COMMON RETIREMENT FUND 36,400 415,000 0.15%
47 GLOBEFLEX CAPITAL L P 36,200 413,000 0.15%
48 SUSQUEHANNA INTERNATIONAL GROUP, LLP 34,300 391,000 0.14% Put
49 PDT Partners, LLC 32,660 372,000 0.13%
50 RUSSELL INVESTMENTS GROUP, LTD. 27,724 324,000 0.12%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.