Dark
Light
System
Security
GLAUKOS CORP
GLAUKOS CORP. Institutional holdings reported to the SEC.

Institutional Holders (2016Q3)
Portfolio Summary: 141 Institutional holders with a total value of $978,822,404.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Point72 Hong Kong Ltd 100 4,000 0.00%
2 CUTLER GROUP LLC / CA 1,100 6,000 0.00% Call
3 D.A. DAVIDSON & CO. 200 7,000 0.00%
4 LEBENTHAL ASSET MANAGEMENT, LLC 250 9,000 0.00%
5 MSI Financial Services Inc 300 11,000 0.00%
6 ADVISOR GROUP, INC. 350 13,000 0.00%
7 Estabrook Capital Management 500 18,870 0.00%
8 IFP ADVISORS, INC 500 19,000 0.00%
9 LADENBURG THALMANN FINANCIAL SERVICES INC. 550 21,000 0.00%
10 BlackRock Japan Co. Ltd 570 22,000 0.00%
11 Creative Planning 654 25,000 0.00%
12 ACROSPIRE INVESTMENT MANAGEMENT LLC 1,033 39,000 0.00%
13 BNP PARIBAS FINANCIAL MARKETS 1,475 55,667 0.01%
14 CITIGROUP INC 2,274 86,000 0.01%
15 Legal & General Group Plc 2,476 94,000 0.01%
16 Quantbot Technologies LP 3,183 120,000 0.01%
17 GENEOS WEALTH MANAGEMENT INC. 3,635 137,000 0.01%
18 SG Americas Securities, LLC 3,906 147,000 0.02%
19 PRELUDE CAPITAL MANAGEMENT, LLC 3,949 149,000 0.02%
20 BlackRock Finance, Inc. 4,350 164,000 0.02%
21 Rhenman & Partners Asset Management AB 5,100 192,474 0.02%
22 PERCEPTIVE ADVISORS LLC 5,300 200,000 0.02%
23 RAYMOND JAMES & ASSOCIATES 5,500 208,000 0.02%
24 Squarepoint Ops LLC 6,000 226,000 0.02%
25 DENVER INVESTMENT ADVISORS LLC 6,200 234,000 0.02%
26 Board of Trustees of The Leland Stanford Junior University 6,536 247,000 0.03%
27 CLINTON GROUP INC 6,774 256,000 0.03%
28 BlackRock Group LTD 6,892 260,000 0.03%
29 JANE STREET GROUP, LLC 6,962 263,000 0.03%
30 VOYA INVESTMENT MANAGEMENT LLC 7,143 270,000 0.03%
31 TUDOR INVESTMENT CORP ET AL 7,300 276,000 0.03%
32 DRIEHAUS CAPITAL MANAGEMENT LLC 7,392 279,000 0.03%
33 STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM 7,559 285,000 0.03%
34 Raymond James Financial Services Advisors, Inc. 7,605 287,000 0.03%
35 UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC 7,700 291,000 0.03%
36 QUADRATURE CAPITAL LTD 8,287 313,000 0.03%
37 Cubist Systematic Strategies, LLC 8,734 330,000 0.03%
38 INSPIRION WEALTH ADVISORS, LLC 8,750 330,000 0.03%
39 TOCQUEVILLE ASSET MANAGEMENT L.P. 9,000 340,000 0.03%
40 AMERICAN INTERNATIONAL GROUP, INC. 9,637 363,700 0.04%
41 Princeton Alpha Management LP 9,647 364,000 0.04%
42 CHICAGO EQUITY PARTNERS LLC 10,250 387,000 0.04%
43 Nationwide Fund Advisors 10,889 411,000 0.04%
44 UBS Group AG 11,058 418,000 0.04%
45 J.P. Morgan Private Wealth Advisors LLC 11,566 436,000 0.04%
46 MANUFACTURERS LIFE INSURANCE COMPANY, THE 12,087 456,000 0.05%
47 ROYAL BANK OF CANADA 12,399 468,000 0.05%
48 METROPOLITAN LIFE INSURANCE CO/NY 12,804 483,000 0.05%
49 DEERE & CO 15,423 582,000 0.06%
50 RHUMBLINE ADVISERS 16,268 614,000 0.06%
Page 1 of 3

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.