| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | GUGGENHEIM CAPITAL LLC | 352,115 | 4,423,000 | 44.91% | ||
| 2 | Invesco Ltd. | 298,534 | 3,750,000 | 38.07% | ||
| 3 | DEUTSCHE BANK AG\ | 96,367 | 1,210,000 | 12.29% | ||
| 4 | GAM Holding AG | 19,300 | 242,000 | 2.46% | ||
| 5 | ROYAL BANK OF CANADA | 8,074 | 101,000 | 1.03% | ||
| 6 | MORGAN STANLEY | 3,177 | 41,000 | 0.42% | ||
| 7 | BlackRock Institutional Trust Company, N.A. | 3,021 | 38,000 | 0.39% | ||
| 8 | Global X Management CO LLC | 1,650 | 21,000 | 0.21% | ||
| 9 | SIMPLEX TRADING, LLC | 585 | 7,000 | 0.07% | ||
| 10 | UBS Group AG | 355 | 5,000 | 0.05% | ||
| 11 | WELLS FARGO & COMPANY/MN | 410 | 5,000 | 0.05% | ||
| 12 | MSI Financial Services Inc | 161 | 2,000 | 0.02% | ||
| 13 | REILLY FINANCIAL ADVISORS, LLC | 155 | 2,000 | 0.02% | ||
| 14 | BANK OF AMERICA CORP /DE/ | 100 | 1,000 | 0.01% | ||
| 15 | Creative Planning | 60 | 1,000 | 0.01% | ||
| 16 | AMERICAN INTERNATIONAL GROUP, INC. | 10 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
