| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | GUGGENHEIM CAPITAL LLC | 409,636 | 8,987,000 | 40.58% | ||
| 2 | Invesco Ltd. | 303,004 | 6,648,000 | 30.02% | ||
| 3 | DEUTSCHE BANK AG\ | 96,668 | 2,120,000 | 9.57% | ||
| 4 | MORGAN STANLEY | 70,034 | 1,536,000 | 6.94% | ||
| 5 | Numeric Investors LLC | 33,200 | 728,000 | 3.29% | ||
| 6 | MILLENNIUM MANAGEMENT LLC | 25,534 | 560,000 | 2.53% | ||
| 7 | Virtu KCG Holdings LLC | 25,171 | 552,000 | 2.49% | ||
| 8 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 13,500 | 296,000 | 1.34% | Call | |
| 9 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 12,500 | 274,000 | 1.24% | Put | |
| 10 | BlackRock Institutional Trust Company, N.A. | 6,684 | 147,000 | 0.66% | ||
| 11 | GAM Holding AG | 6,500 | 143,000 | 0.65% | ||
| 12 | UBS Group AG | 1,651 | 36,000 | 0.16% | ||
| 13 | GROUP ONE TRADING LLC | 1,469 | 32,000 | 0.14% | ||
| 14 | SIMPLEX TRADING, LLC | 1,223 | 26,000 | 0.12% | ||
| 15 | BANK OF AMERICA CORP /DE/ | 1,100 | 24,000 | 0.11% | ||
| 16 | CUTLER GROUP LLC / CA | 1,011 | 22,000 | 0.10% | ||
| 17 | RUSSELL FRANK CO/ | 261 | 6,000 | 0.03% | ||
| 18 | MSI Financial Services Inc | 161 | 4,000 | 0.02% | ||
| 19 | Tower Research Capital LLC (TRC) | 108 | 2,000 | 0.01% | ||
| 20 | CITIGROUP INC | 60 | 1,000 | 0.00% | ||
| 21 | AMERICAN INTERNATIONAL GROUP, INC. | 10 | 0 | 0.00% | ||
| 22 | Creative Planning | 10 | 0 | 0.00% | ||
| 23 | WELLS FARGO & COMPANY/MN | 10 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
