| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | GUGGENHEIM CAPITAL LLC | 614,236 | 5,012,000 | 49.48% | ||
| 2 | Invesco Ltd. | 338,790 | 2,765,000 | 27.30% | ||
| 3 | MORGAN STANLEY | 156,091 | 1,274,000 | 12.58% | ||
| 4 | DEUTSCHE BANK AG\ | 69,727 | 568,000 | 5.61% | ||
| 5 | CREDIT SUISSE AG/ | 25,315 | 206,000 | 2.03% | ||
| 6 | KBC Group NV | 18,897 | 154,000 | 1.52% | ||
| 7 | WOLVERINE TRADING LP /BD | 11,200 | 91,000 | 0.90% | Put | |
| 8 | CUTLER GROUP LLC / CA | 4,487 | 36,000 | 0.36% | ||
| 9 | CUTLER GROUP LLC / CA | 9,000 | 11,000 | 0.11% | Put | |
| 10 | UBS Group AG | 553 | 5,000 | 0.05% | ||
| 11 | INDEPENDENT ADVISOR ALLIANCE | 440 | 3,599 | 0.04% | ||
| 12 | PRELUDE CAPITAL MANAGEMENT, LLC | 200 | 2,000 | 0.02% | ||
| 13 | MSI Financial Services Inc | 161 | 1,000 | 0.01% | ||
| 14 | Financial Architects, Inc | 80 | 1,000 | 0.01% | ||
| 15 | Creative Planning | 10 | 0 | 0.00% | ||
| 16 | BARCLAYS PLC | 53 | 0 | 0.00% | ||
| 17 | SOWELL FINANCIAL SERVICES LLC | 40 | 0 | 0.00% | ||
| 18 | ADVISOR GROUP, INC. | 10 | 0 | 0.00% | ||
| 19 | WELLS FARGO & COMPANY/MN | 29 | 0 | 0.00% | ||
| 20 | BANK OF MONTREAL /CAN/ | 40 | 0 | 0.00% | ||
| 21 | CUTLER GROUP LLC / CA | 300 | 0 | 0.00% | Call |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
