| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | GUGGENHEIM CAPITAL LLC | 515,995 | 5,784,000 | 47.77% | ||
| 2 | Invesco Ltd. | 266,875 | 2,992,000 | 24.71% | ||
| 3 | MORGAN STANLEY | 181,537 | 2,035,000 | 16.81% | ||
| 4 | DEUTSCHE BANK AG\ | 69,727 | 781,000 | 6.45% | ||
| 5 | KBC Group NV | 17,098 | 192,000 | 1.59% | ||
| 6 | GOLDMAN SACHS GROUP INC | 11,209 | 126,000 | 1.04% | ||
| 7 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 10,600 | 119,000 | 0.98% | Call | |
| 8 | BlackRock Institutional Trust Company, N.A. | 4,107 | 46,000 | 0.38% | ||
| 9 | SIMPLEX TRADING, LLC | 1,189 | 13,000 | 0.11% | ||
| 10 | CUTLER GROUP LLC / CA | 691 | 7,000 | 0.06% | ||
| 11 | PRELUDE CAPITAL MANAGEMENT, LLC | 300 | 3,000 | 0.02% | ||
| 12 | CUTLER GROUP LLC / CA | 3,000 | 3,000 | 0.02% | Put | |
| 13 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 150 | 2,000 | 0.02% | ||
| 14 | MSI Financial Services Inc | 161 | 2,000 | 0.02% | ||
| 15 | BARCLAYS PLC | 53 | 1,000 | 0.01% | ||
| 16 | Financial Architects, Inc | 80 | 1,000 | 0.01% | ||
| 17 | ADVISOR GROUP, INC. | 10 | 0 | 0.00% | ||
| 18 | BANK OF MONTREAL /CAN/ | 40 | 0 | 0.00% | ||
| 19 | REILLY FINANCIAL ADVISORS, LLC | 20 | 0 | 0.00% | ||
| 20 | Creative Planning | 10 | 0 | 0.00% | ||
| 21 | UBS Group AG | 19 | 0 | 0.00% | ||
| 22 | WELLS FARGO & COMPANY/MN | 10 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
