| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | GUGGENHEIM CAPITAL LLC | 493,596 | 7,108,000 | 37.16% | ||
| 2 | CORNERSTONE CAPITAL MANAGEMENT HOLDINGS LLC. | 270,000 | 3,888,000 | 20.33% | ||
| 3 | Invesco Ltd. | 203,499 | 2,930,000 | 15.32% | ||
| 4 | MORGAN STANLEY | 160,992 | 2,319,000 | 12.12% | ||
| 5 | DEUTSCHE BANK AG\ | 74,228 | 1,068,000 | 5.58% | ||
| 6 | OXFORD ASSET MANAGEMENT LLP | 27,218 | 392,000 | 2.05% | ||
| 7 | MILLENNIUM MANAGEMENT LLC | 16,605 | 239,000 | 1.25% | ||
| 8 | Numeric Investors LLC | 15,300 | 220,000 | 1.15% | ||
| 9 | KBC Group NV | 12,544 | 181,000 | 0.95% | ||
| 10 | AJO, LP | 11,888 | 171,000 | 0.89% | ||
| 11 | GOLDMAN SACHS GROUP INC | 10,502 | 151,000 | 0.79% | ||
| 12 | Walleye Trading LLC | 7,600 | 109,000 | 0.57% | ||
| 13 | ACROSPIRE INVESTMENT MANAGEMENT LLC | 6,235 | 90,000 | 0.47% | ||
| 14 | WOLVERINE TRADING LP /BD | 51 | 70,737 | 0.37% | Call | |
| 15 | BlackRock Institutional Trust Company, N.A. | 4,741 | 68,000 | 0.36% | ||
| 16 | GROUP ONE TRADING LLC | 3,555 | 51,000 | 0.27% | ||
| 17 | WOLVERINE TRADING LP /BD | 27 | 37,449 | 0.20% | Put | |
| 18 | CUTLER GROUP LLC / CA | 1,011 | 14,000 | 0.07% | ||
| 19 | SIMPLEX TRADING, LLC | 429 | 6,000 | 0.03% | ||
| 20 | UBS Group AG | 374 | 5,000 | 0.03% | ||
| 21 | PRELUDE CAPITAL MANAGEMENT, LLC | 200 | 3,000 | 0.02% | ||
| 22 | MSI Financial Services Inc | 161 | 2,000 | 0.01% | ||
| 23 | WOLVERINE TRADING LP /BD | 137 | 1,900 | 0.01% | ||
| 24 | Financial Architects, Inc | 80 | 1,000 | 0.01% | ||
| 25 | BANK OF MONTREAL /CAN/ | 40 | 1,000 | 0.01% | ||
| 26 | BARCLAYS PLC | 53 | 1,000 | 0.01% | ||
| 27 | ADVISOR GROUP, INC. | 10 | 0 | 0.00% | ||
| 28 | Creative Planning | 10 | 0 | 0.00% | ||
| 29 | WELLS FARGO & COMPANY/MN | 10 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
