| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | UBS AG | 504,961 | 12,483,000 | 21.20% | ||
| 2 | GUGGENHEIM CAPITAL LLC | 403,122 | 9,966,000 | 16.92% | ||
| 3 | Invesco Ltd. | 374,094 | 9,248,000 | 15.70% | ||
| 4 | BANK OF AMERICA CORP /DE/ | 247,019 | 6,106,000 | 10.37% | ||
| 5 | BB&T SECURITIES, LLC | 13,981 | 3,456,000 | 5.87% | ||
| 6 | MORGAN STANLEY | 136,985 | 3,386,000 | 5.75% | ||
| 7 | WOLVERINE ASSET MANAGEMENT LLC | 129,317 | 3,196,000 | 5.43% | ||
| 8 | OPPENHEIMER & CO INC | 81,529 | 2,015,000 | 3.42% | ||
| 9 | WELLS FARGO & COMPANY/MN | 64,194 | 1,586,000 | 2.69% | ||
| 10 | Thomas J. Herzfeld Advisors, Inc. | 47,297 | 1,169,000 | 1.99% | ||
| 11 | 1607 Capital Partners, LLC | 41,820 | 1,034,000 | 1.76% | ||
| 12 | ROYAL BANK OF CANADA | 40,032 | 990,000 | 1.68% | ||
| 13 | Canal Insurance CO | 40,000 | 989,000 | 1.68% | ||
| 14 | SignalPoint Asset Management, LLC | 20,555 | 508,000 | 0.86% | ||
| 15 | PNC FINANCIAL SERVICES GROUP, INC. | 19,150 | 474,000 | 0.80% | ||
| 16 | RAYMOND JAMES & ASSOCIATES | 15,755 | 389,000 | 0.66% | ||
| 17 | AMERICAN INTERNATIONAL GROUP, INC. | 15,200 | 375,744 | 0.64% | ||
| 18 | HighTower Advisors, LLC | 13,213 | 327,000 | 0.56% | ||
| 19 | JANE STREET GROUP, LLC | 11,557 | 286,000 | 0.49% | ||
| 20 | Mariner, LLC | 9,724 | 240,000 | 0.41% | ||
| 21 | Rehmann Capital Advisory Group | 9,575 | 237,000 | 0.40% | ||
| 22 | Advisors Asset Management, Inc. | 6,960 | 172,000 | 0.29% | ||
| 23 | CITIGROUP INC | 3,758 | 93,000 | 0.16% | ||
| 24 | BENJAMIN F. EDWARDS & COMPANY, INC. | 2,200 | 54,000 | 0.09% | ||
| 25 | First Horizon Advisors, Inc. | 1,825 | 45,000 | 0.08% | ||
| 26 | NEW ENGLAND SECURITIES CORP /MA/ | 1,245 | 31,000 | 0.05% | ||
| 27 | DEUTSCHE BANK AG\ | 500 | 12,000 | 0.02% | ||
| 28 | US BANCORP \DE\ | 400 | 10,000 | 0.02% | ||
| 29 | FIFTH THIRD BANCORP | 140 | 3,000 | 0.01% | ||
| 30 | Tower Research Capital LLC (TRC) | 100 | 2,000 | 0.00% | ||
| 31 | AMERIPRISE FINANCIAL INC | 101 | 2,000 | 0.00% | ||
| 32 | B. Riley Wealth Management, Inc. | 71 | 1,000 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
