| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Advisors Asset Management, Inc. | 313,523 | 4,678,000 | 17.55% | ||
| 2 | Invesco Ltd. | 229,694 | 3,427,000 | 12.86% | ||
| 3 | BANK OF AMERICA CORP /DE/ | 224,545 | 3,350,000 | 12.57% | ||
| 4 | MORGAN STANLEY | 217,167 | 3,240,000 | 12.16% | ||
| 5 | UBS Group AG | 202,179 | 3,017,000 | 11.32% | ||
| 6 | GUGGENHEIM CAPITAL LLC | 105,563 | 1,575,000 | 5.91% | ||
| 7 | SignalPoint Asset Management, LLC | 88,334 | 1,318,000 | 4.95% | ||
| 8 | Canal Insurance CO | 76,135 | 1,136,000 | 4.26% | ||
| 9 | Thomas J. Herzfeld Advisors, Inc. | 67,845 | 1,012,000 | 3.80% | ||
| 10 | WELLS FARGO & COMPANY/MN | 40,590 | 606,000 | 2.27% | ||
| 11 | FIRST TRUST ADVISORS LP | 39,627 | 591,000 | 2.22% | ||
| 12 | ROYAL BANK OF CANADA | 34,077 | 508,000 | 1.91% | ||
| 13 | BB&T SECURITIES, LLC | 29,868 | 445,000 | 1.67% | ||
| 14 | Raymond James Financial Services Advisors, Inc. | 24,687 | 368,000 | 1.38% | ||
| 15 | SIT INVESTMENT ASSOCIATES INC | 20,077 | 300,000 | 1.13% | ||
| 16 | LPL Financial LLC | 19,615 | 288,000 | 1.08% | ||
| 17 | STIFEL FINANCIAL CORP | 14,123 | 211,000 | 0.79% | ||
| 18 | Mariner, LLC | 12,008 | 179,000 | 0.67% | ||
| 19 | Virtu KCG Holdings LLC | 10,477 | 156,000 | 0.59% | ||
| 20 | BENJAMIN F. EDWARDS & COMPANY, INC. | 5,278 | 79,000 | 0.30% | ||
| 21 | CITIGROUP INC | 1,931 | 29,000 | 0.11% | ||
| 22 | Advisory Services Network, LLC | 1,815 | 27,000 | 0.10% | ||
| 23 | First Horizon Advisors, Inc. | 1,500 | 22,000 | 0.08% | ||
| 24 | ADVISOR GROUP, INC. | 1,300 | 19,000 | 0.07% | ||
| 25 | Creative Planning | 1,000 | 15,000 | 0.06% | ||
| 26 | MSI Financial Services Inc | 945 | 14,000 | 0.05% | ||
| 27 | MANUFACTURERS LIFE INSURANCE COMPANY, THE | 684 | 10,000 | 0.04% | ||
| 28 | Archford Capital Strategies, LLC | 508 | 8,000 | 0.03% | ||
| 29 | DEUTSCHE BANK AG\ | 500 | 7,000 | 0.03% | ||
| 30 | US BANCORP \DE\ | 400 | 6,000 | 0.02% | ||
| 31 | Tower Research Capital LLC (TRC) | 322 | 5,000 | 0.02% | ||
| 32 | FIFTH THIRD BANCORP | 140 | 2,000 | 0.01% | ||
| 33 | WOLVERINE TRADING LP /BD | 3 | 45 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
