| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Advisors Asset Management, Inc. | 426,403 | 6,793,000 | 23.32% | ||
| 2 | Invesco Ltd. | 247,480 | 3,930,000 | 13.49% | ||
| 3 | UBS Group AG | 242,771 | 3,855,000 | 13.23% | ||
| 4 | BANK OF AMERICA CORP /DE/ | 212,507 | 3,375,000 | 11.59% | ||
| 5 | MORGAN STANLEY | 164,125 | 2,606,000 | 8.95% | ||
| 6 | SIT INVESTMENT ASSOCIATES INC | 104,501 | 1,659,000 | 5.70% | ||
| 7 | GUGGENHEIM CAPITAL LLC | 96,679 | 1,540,000 | 5.29% | ||
| 8 | Canal Insurance CO | 76,135 | 1,213,000 | 4.16% | ||
| 9 | FIRST TRUST ADVISORS LP | 53,779 | 854,000 | 2.93% | ||
| 10 | WELLS FARGO & COMPANY/MN | 43,693 | 693,000 | 2.38% | ||
| 11 | BB&T SECURITIES, LLC | 31,640 | 502,000 | 1.72% | ||
| 12 | ROYAL BANK OF CANADA | 31,423 | 499,000 | 1.71% | ||
| 13 | LPL Financial LLC | 28,115 | 443,000 | 1.52% | ||
| 14 | Raymond James Financial Services Advisors, Inc. | 25,700 | 408,000 | 1.40% | ||
| 15 | ADVISOR GROUP, INC. | 12,500 | 199,000 | 0.68% | ||
| 16 | Mariner, LLC | 12,131 | 193,000 | 0.66% | ||
| 17 | Advisory Services Network, LLC | 9,546 | 152,000 | 0.52% | ||
| 18 | BENJAMIN F. EDWARDS & COMPANY, INC. | 5,678 | 90,000 | 0.31% | ||
| 19 | CITIGROUP INC | 1,948 | 31,000 | 0.11% | ||
| 20 | First Horizon Advisors, Inc. | 1,500 | 24,000 | 0.08% | ||
| 21 | Creative Planning | 1,000 | 16,000 | 0.05% | ||
| 22 | MSI Financial Services Inc | 945 | 15,000 | 0.05% | ||
| 23 | MANUFACTURERS LIFE INSURANCE COMPANY, THE | 684 | 11,000 | 0.04% | ||
| 24 | Archford Capital Strategies, LLC | 508 | 8,000 | 0.03% | ||
| 25 | US BANCORP \DE\ | 400 | 6,000 | 0.02% | ||
| 26 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 300 | 5,000 | 0.02% | ||
| 27 | PINKERTON WEALTH, LLC | 268 | 4,000 | 0.01% | ||
| 28 | Thomas J. Herzfeld Advisors, Inc. | 180 | 3,000 | 0.01% | ||
| 29 | FIFTH THIRD BANCORP | 140 | 2,000 | 0.01% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
