| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | BANK OF AMERICA CORP /DE/ | 390,362 | 7,167,000 | 19.18% | ||
| 2 | GUGGENHEIM CAPITAL LLC | 294,650 | 5,410,000 | 14.48% | ||
| 3 | UBS Group AG | 285,367 | 5,239,000 | 14.02% | ||
| 4 | Invesco Ltd. | 278,458 | 5,112,000 | 13.68% | ||
| 5 | MORGAN STANLEY | 228,987 | 4,204,000 | 11.25% | ||
| 6 | Thomas J. Herzfeld Advisors, Inc. | 91,887 | 1,687,000 | 4.51% | ||
| 7 | PNC FINANCIAL SERVICES GROUP, INC. | 76,200 | 1,400,000 | 3.75% | ||
| 8 | Canal Insurance CO | 72,600 | 1,333,000 | 3.57% | ||
| 9 | WELLS FARGO & COMPANY/MN | 67,401 | 1,237,000 | 3.31% | ||
| 10 | ROYAL BANK OF CANADA | 40,253 | 739,000 | 1.98% | ||
| 11 | Rehmann Capital Advisory Group | 38,100 | 700,000 | 1.87% | ||
| 12 | BB&T SECURITIES, LLC | 37,944 | 696,000 | 1.86% | ||
| 13 | AMERICAN INTERNATIONAL GROUP, INC. | 29,900 | 548,964 | 1.47% | ||
| 14 | SignalPoint Asset Management, LLC | 23,340 | 470,000 | 1.26% | ||
| 15 | LPL Financial LLC | 14,190 | 247,000 | 0.66% | ||
| 16 | HighTower Advisors, LLC | 11,576 | 213,000 | 0.57% | ||
| 17 | Frontier Wealth Management LLC | 11,325 | 208,000 | 0.56% | ||
| 18 | OPPENHEIMER & CO INC | 10,818 | 198,000 | 0.53% | ||
| 19 | 1607 Capital Partners, LLC | 10,409 | 191,000 | 0.51% | ||
| 20 | Advisors Asset Management, Inc. | 7,635 | 140,000 | 0.37% | ||
| 21 | BENJAMIN F. EDWARDS & COMPANY, INC. | 4,253 | 78,000 | 0.21% | ||
| 22 | CITIGROUP INC | 3,816 | 70,000 | 0.19% | ||
| 23 | MSI Financial Services Inc | 1,615 | 30,000 | 0.08% | ||
| 24 | First Horizon Advisors, Inc. | 1,500 | 28,000 | 0.07% | ||
| 25 | DEUTSCHE BANK AG\ | 800 | 14,000 | 0.04% | ||
| 26 | US BANCORP \DE\ | 400 | 7,000 | 0.02% | ||
| 27 | FIFTH THIRD BANCORP | 140 | 3,000 | 0.01% | ||
| 28 | B. Riley Wealth Management, Inc. | 71 | 1,000 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
