| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Saba Capital Management, L.P. | 3,397,049 | 30,200,000 | 24.97% | ||
| 2 | BESSEMER GROUP INC | 1,818,303 | 16,165,000 | 13.36% | ||
| 3 | GUGGENHEIM CAPITAL LLC | 1,612,443 | 14,336,000 | 11.85% | ||
| 4 | UBS Group AG | 1,023,025 | 9,095,000 | 7.52% | ||
| 5 | Trust Asset Management LLC | 910,733 | 8,096,000 | 6.69% | ||
| 6 | Invesco Ltd. | 680,694 | 6,052,000 | 5.00% | PRN | |
| 7 | PARAMETRIC PORTFOLIO ASSOCIATES LLC | 471,642 | 4,193,000 | 3.47% | ||
| 8 | CITY OF LONDON INVESTMENT MANAGEMENT CO LTD | 429,009 | 3,795,000 | 3.14% | ||
| 9 | MORGAN STANLEY | 363,334 | 3,230,000 | 2.67% | ||
| 10 | Advisors Asset Management, Inc. | 306,507 | 2,725,000 | 2.25% | ||
| 11 | SG Americas Securities, LLC | 237,129 | 2,108,000 | 1.74% | ||
| 12 | LPL Financial LLC | 217,736 | 1,936,000 | 1.60% | ||
| 13 | HUNTINGTON NATIONAL BANK | 199,464 | 1,773,000 | 1.47% | PRN | |
| 14 | COHEN & STEERS, INC. | 197,938 | 1,760,000 | 1.46% | ||
| 15 | Shaker Financial Services, LLC | 152,340 | 1,354,000 | 1.12% | ||
| 16 | AMERIPRISE FINANCIAL INC | 147,804 | 1,316,000 | 1.09% | ||
| 17 | Kamunting Street Capital Management, L.P. | 146,578 | 1,303,000 | 1.08% | ||
| 18 | WOLVERINE ASSET MANAGEMENT LLC | 138,045 | 1,227,000 | 1.01% | ||
| 19 | Investors Capital Advisory Services | 120,782 | 1,073,000 | 0.89% | ||
| 20 | MARINER INVESTMENT GROUP LLC | 91,000 | 809,000 | 0.67% | ||
| 21 | AQR CAPITAL MANAGEMENT LLC | 87,456 | 777,000 | 0.64% | ||
| 22 | Robert W. Baird & Co. Inc | 82,343 | 732,000 | 0.61% | ||
| 23 | DRW Securities, LLC | 68,427 | 608,000 | 0.50% | ||
| 24 | CITIGROUP INC | 63,744 | 566,000 | 0.47% | ||
| 25 | Capital Investment Advisors, LLC | 61,239 | 544,000 | 0.45% | ||
| 26 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 58,085 | 516,000 | 0.43% | ||
| 27 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 52,342 | 465,000 | 0.38% | ||
| 28 | LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 51,123 | 454,000 | 0.38% | ||
| 29 | BANK OF AMERICA CORP /DE/ | 42,386 | 377,000 | 0.31% | ||
| 30 | Citizens Business Bank | 42,278 | 376,000 | 0.31% | ||
| 31 | Cambridge Investment Research Advisors, Inc. | 26,417 | 235,000 | 0.19% | ||
| 32 | Arete Wealth Advisors, LLC | 25,345 | 225,000 | 0.19% | ||
| 33 | ROYAL BANK OF CANADA | 24,385 | 217,000 | 0.18% | ||
| 34 | USCA RIA LLC | 23,000 | 204,000 | 0.17% | ||
| 35 | JPMORGAN CHASE & CO | 23,000 | 204,000 | 0.17% | ||
| 36 | FIFTH THIRD BANCORP | 22,875 | 203,000 | 0.17% | ||
| 37 | AMERICAN INTERNATIONAL GROUP, INC. | 22,589 | 200,815 | 0.17% | ||
| 38 | BLACKROCK ADVISORS LLC | 19,824 | 176,000 | 0.15% | ||
| 39 | TWO SIGMA SECURITIES, LLC | 19,186 | 171,000 | 0.14% | ||
| 40 | NATIONAL PLANNING CORP | 18,295 | 160,081 | 0.13% | ||
| 41 | BOOTHBAY FUND MANAGEMENT, LLC | 17,640 | 157,000 | 0.13% | ||
| 42 | NWAM LLC | 13,885 | 123,000 | 0.10% | ||
| 43 | Commonwealth Equity Services, Inc | 13,658 | 121,000 | 0.10% | ||
| 44 | US BANCORP \DE\ | 10,400 | 92,000 | 0.08% | ||
| 45 | BNP PARIBAS FINANCIAL MARKETS | 7,500 | 66,675 | 0.06% | ||
| 46 | MSI Financial Services Inc | 6,429 | 57,000 | 0.05% | ||
| 47 | Creative Planning | 5,815 | 52,000 | 0.04% | ||
| 48 | COLONY GROUP LLC | 5,000 | 44,000 | 0.04% | ||
| 49 | PANAGORA ASSET MANAGEMENT INC | 4,465 | 40,000 | 0.03% | ||
| 50 | BANK OF MONTREAL /CAN/ | 4,360 | 39,000 | 0.03% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
