| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Trust Asset Management LLC | 2,621,721 | 19,532,000 | 15.60% | ||
| 2 | BESSEMER GROUP INC | 1,986,624 | 14,800,000 | 11.82% | ||
| 3 | Saba Capital Management, L.P. | 1,490,869 | 11,107,000 | 8.87% | ||
| 4 | UBS Group AG | 1,046,686 | 7,798,000 | 6.23% | ||
| 5 | GUGGENHEIM CAPITAL LLC | 990,752 | 7,381,000 | 5.90% | ||
| 6 | Invesco Ltd. | 839,992 | 6,258,000 | 5.00% | ||
| 7 | PARAMETRIC PORTFOLIO ASSOCIATES LLC | 775,245 | 5,776,000 | 4.61% | ||
| 8 | EATON VANCE MANAGEMENT | 657,402 | 4,898,000 | 3.91% | ||
| 9 | Advisors Asset Management, Inc. | 614,035 | 4,575,000 | 3.65% | ||
| 10 | MORGAN STANLEY | 516,291 | 3,846,000 | 3.07% | ||
| 11 | LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 479,660 | 3,573,000 | 2.85% | ||
| 12 | CITY OF LONDON INVESTMENT MANAGEMENT CO LTD | 429,009 | 3,213,000 | 2.57% | ||
| 13 | Yorktown Management & Research Co Inc | 370,000 | 2,757,000 | 2.20% | ||
| 14 | Vident Investment Advisory, LLC | 330,307 | 2,461,000 | 1.97% | ||
| 15 | HUNTINGTON NATIONAL BANK | 327,149 | 2,437,000 | 1.95% | PRN | |
| 16 | EnTrustPermal Management LLC | 290,200 | 2,162,000 | 1.73% | ||
| 17 | MARINER INVESTMENT GROUP LLC | 280,411 | 2,089,000 | 1.67% | ||
| 18 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 246,791 | 1,839,000 | 1.47% | ||
| 19 | Laurion Capital Management LP | 224,759 | 1,674,000 | 1.34% | ||
| 20 | COHEN & STEERS, INC. | 219,243 | 1,633,000 | 1.30% | ||
| 21 | LPL Financial LLC | 175,815 | 1,340,000 | 1.07% | ||
| 22 | AQR ARBITRAGE LLC | 154,685 | 1,152,000 | 0.92% | ||
| 23 | AMERIPRISE FINANCIAL INC | 145,107 | 1,081,000 | 0.86% | ||
| 24 | WOLVERINE ASSET MANAGEMENT LLC | 143,094 | 1,066,000 | 0.85% | ||
| 25 | Edge Wealth Management LLC | 141,168 | 1,049,000 | 0.84% | SH | |
| 26 | BLACKROCK ADVISORS LLC | 135,920 | 1,013,000 | 0.81% | ||
| 27 | SG Americas Securities, LLC | 126,418 | 942,000 | 0.75% | ||
| 28 | Investors Capital Advisory Services | 117,867 | 878,000 | 0.70% | ||
| 29 | Kohlberg Kravis Roberts & Co. L.P. | 94,690 | 705,000 | 0.56% | ||
| 30 | ROBINSON CAPITAL MANAGEMENT, LLC | 92,042 | 686,000 | 0.55% | ||
| 31 | CREDIT SUISSE AG/ | 89,048 | 663,000 | 0.53% | ||
| 32 | ALLIANCEBERNSTEIN L.P. | 77,540 | 587,000 | 0.47% | ||
| 33 | CITIGROUP INC | 63,038 | 469,000 | 0.37% | ||
| 34 | Weiss Asset Management LP | 60,171 | 448,000 | 0.36% | ||
| 35 | Capital Investment Advisors, LLC | 55,589 | 414,000 | 0.33% | ||
| 36 | SHEAFF BROCK INVESTMENT ADVISORS, LLC | 45,687 | 340,000 | 0.27% | ||
| 37 | AMERICAN INTERNATIONAL GROUP, INC. | 36,831 | 274,000 | 0.22% | ||
| 38 | BANK OF AMERICA CORP /DE/ | 36,066 | 268,000 | 0.21% | ||
| 39 | Curi Capital, LLC | 35,239 | 263,000 | 0.21% | ||
| 40 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 33,332 | 248,000 | 0.20% | ||
| 41 | STATE OF WISCONSIN INVESTMENT BOARD | 27,000 | 201,000 | 0.16% | ||
| 42 | Cambridge Investment Research Advisors, Inc. | 25,668 | 191,000 | 0.15% | ||
| 43 | CUTLER GROUP LLC / CA | 22,900 | 170,000 | 0.14% | ||
| 44 | ROYAL BANK OF CANADA | 22,693 | 169,000 | 0.13% | ||
| 45 | Eos Management, L.P. | 19,825 | 148,000 | 0.12% | ||
| 46 | MSI Financial Services Inc | 16,623 | 124,000 | 0.10% | ||
| 47 | USCA RIA LLC | 15,100 | 112,000 | 0.09% | ||
| 48 | NATIONAL PLANNING CORP | 13,795 | 97,000 | 0.08% | ||
| 49 | US BANCORP \DE\ | 10,400 | 77,000 | 0.06% | ||
| 50 | PNC FINANCIAL SERVICES GROUP, INC. | 5,028 | 38,000 | 0.03% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
