| 1 |
Saba Capital Management, L.P. |
1,456,224 |
21,698,000 |
15.42% |
|
|
| 2 |
Invesco Ltd. |
1,189,298 |
17,720,000 |
12.59% |
|
PRN |
| 3 |
PARAMETRIC PORTFOLIO ASSOCIATES LLC |
771,829 |
11,500,000 |
8.17% |
|
|
| 4 |
RIVERNORTH CAPITAL MANAGEMENT, LLC |
711,678 |
10,604,000 |
7.54% |
|
|
| 5 |
MORGAN STANLEY |
586,006 |
8,732,000 |
6.20% |
|
|
| 6 |
UBS AG |
531,898 |
7,925,000 |
5.63% |
|
|
| 7 |
SIT INVESTMENT ASSOCIATES INC |
521,430 |
7,769,000 |
5.52% |
|
|
| 8 |
NWAM LLC |
421,507 |
6,280,000 |
4.46% |
|
|
| 9 |
FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD |
377,904 |
5,631,000 |
4.00% |
|
|
| 10 |
ROYAL BANK OF CANADA |
365,371 |
5,444,000 |
3.87% |
|
|
| 11 |
GUGGENHEIM CAPITAL LLC |
362,394 |
5,401,000 |
3.84% |
|
|
| 12 |
Capital Investment Advisors, LLC |
191,879 |
2,859,000 |
2.03% |
|
|
| 13 |
COHEN & STEERS, INC. |
163,268 |
2,433,000 |
1.73% |
|
|
| 14 |
1607 Capital Partners, LLC |
158,575 |
2,363,000 |
1.68% |
|
|
| 15 |
RAYMOND JAMES & ASSOCIATES |
157,151 |
2,342,000 |
1.66% |
|
|
| 16 |
AQR CAPITAL MANAGEMENT LLC |
147,328 |
2,195,000 |
1.56% |
|
|
| 17 |
Raymond James Financial Services Advisors, Inc. |
130,577 |
1,946,000 |
1.38% |
|
|
| 18 |
CITIGROUP INC |
90,784 |
1,353,000 |
0.96% |
|
|
| 19 |
CITY OF LONDON INVESTMENT MANAGEMENT CO LTD |
81,871 |
1,218,000 |
0.87% |
|
|
| 20 |
Kamunting Street Capital Management, L.P. |
77,772 |
1,159,000 |
0.82% |
|
|
| 21 |
WELLS FARGO & COMPANY/MN |
71,398 |
1,063,000 |
0.76% |
|
|
| 22 |
STIFEL FINANCIAL CORP |
66,719 |
994,000 |
0.71% |
|
|
| 23 |
DOLIVER ADVISORS, LP |
65,120 |
970,000 |
0.69% |
|
|
| 24 |
BANK OF AMERICA CORP /DE/ |
62,540 |
932,000 |
0.66% |
|
|
| 25 |
SUSQUEHANNA INTERNATIONAL GROUP, LLP |
57,750 |
860,000 |
0.61% |
|
|
| 26 |
MARINER INVESTMENT GROUP LLC |
57,353 |
855,000 |
0.61% |
|
|
| 27 |
LPL Financial LLC |
50,639 |
755,000 |
0.54% |
|
|
| 28 |
FIRST FOUNDATION ADVISORS |
46,569 |
694,000 |
0.49% |
|
|
| 29 |
SII INVESTMENTS INC/WI |
40,811 |
608,000 |
0.43% |
|
|
| 30 |
TFS CAPITAL LLC |
40,442 |
603,000 |
0.43% |
|
|
| 31 |
Advisors Asset Management, Inc. |
39,729 |
592,000 |
0.42% |
|
|
| 32 |
Index Management Solutions, LLC |
39,374 |
587,000 |
0.42% |
|
|
| 33 |
ADVISORY RESEARCH INC |
37,950 |
565,000 |
0.40% |
|
|
| 34 |
Shaker Financial Services, LLC |
31,693 |
472,000 |
0.34% |
|
|
| 35 |
LANDSCAPE CAPITAL MANAGEMENT, L.L.C. |
29,967 |
447,000 |
0.32% |
|
|
| 36 |
Cambridge Investment Research Advisors, Inc. |
29,885 |
445,000 |
0.32% |
|
|
| 37 |
UNITED CAPITAL FINANCIAL ADVISORS, LLC |
22,923 |
342,000 |
0.24% |
|
|
| 38 |
ENVESTNET ASSET MANAGEMENT INC |
22,923 |
342,000 |
0.24% |
|
|
| 39 |
LADENBURG THALMANN FINANCIAL SERVICES INC. |
21,618 |
322,000 |
0.23% |
|
|
| 40 |
GOLDMAN SACHS GROUP INC |
20,458 |
305,000 |
0.22% |
|
|
| 41 |
AMERICAN INTERNATIONAL GROUP, INC. |
19,091 |
284,456 |
0.20% |
|
|
| 42 |
Investors Capital Advisory Services |
14,568 |
217,000 |
0.15% |
|
|
| 43 |
OPPENHEIMER & CO INC |
13,004 |
194,000 |
0.14% |
|
|
| 44 |
Advisors Preferred, LLC |
11,996 |
178,740 |
0.13% |
|
|
| 45 |
IMA Advisory Services, Inc. |
11,250 |
168,000 |
0.12% |
|
|
| 46 |
WOLVERINE ASSET MANAGEMENT LLC |
8,431 |
125,000 |
0.09% |
|
|
| 47 |
Winslow, Evans & Crocker, Inc. |
6,082 |
90,624 |
0.06% |
|
|
| 48 |
BANK OF MONTREAL /CAN/ |
2,735 |
41,000 |
0.03% |
|
|
| 49 |
BlackRock Investment Management, LLC |
2,000 |
30,000 |
0.02% |
|
|
| 50 |
Focused Wealth Management, Inc |
1,500 |
22,000 |
0.02% |
|
|
