| 1 |
Saba Capital Management, L.P. |
5,570,869 |
70,471,000 |
37.16% |
|
|
| 2 |
SIT INVESTMENT ASSOCIATES INC |
1,964,063 |
24,845,000 |
13.10% |
|
|
| 3 |
RIVERNORTH CAPITAL MANAGEMENT, LLC |
1,428,840 |
18,075,000 |
9.53% |
|
|
| 4 |
UBS Group AG |
912,241 |
11,540,000 |
6.09% |
|
|
| 5 |
Invesco Ltd. |
588,220 |
7,441,000 |
3.92% |
|
|
| 6 |
RAYMOND JAMES & ASSOCIATES |
585,735 |
7,410,000 |
3.91% |
|
|
| 7 |
CITIGROUP INC |
360,474 |
4,560,000 |
2.40% |
|
|
| 8 |
MORGAN STANLEY |
340,582 |
4,308,000 |
2.27% |
|
|
| 9 |
NWAM LLC |
335,714 |
4,247,000 |
2.24% |
|
|
| 10 |
ROYAL BANK OF CANADA |
255,239 |
3,228,000 |
1.70% |
|
|
| 11 |
COHEN & STEERS, INC. |
243,347 |
3,078,000 |
1.62% |
|
|
| 12 |
Laurion Capital Management LP |
242,890 |
3,073,000 |
1.62% |
|
|
| 13 |
Vident Investment Advisory, LLC |
198,850 |
2,515,000 |
1.33% |
|
|
| 14 |
ICON ADVISERS INC/CO |
180,467 |
2,283,000 |
1.20% |
|
|
| 15 |
Capital Investment Advisors, LLC |
162,468 |
2,055,000 |
1.08% |
|
|
| 16 |
FIRST FOUNDATION ADVISORS |
157,337 |
1,990,000 |
1.05% |
|
|
| 17 |
BANK OF AMERICA CORP /DE/ |
155,503 |
1,968,000 |
1.04% |
|
|
| 18 |
1607 Capital Partners, LLC |
151,047 |
1,911,000 |
1.01% |
|
|
| 19 |
FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD |
117,822 |
1,490,000 |
0.79% |
|
|
| 20 |
LANDSCAPE CAPITAL MANAGEMENT, L.L.C. |
117,522 |
1,487,000 |
0.78% |
|
|
| 21 |
Diversified Investment Strategies, LLC |
88,700 |
1,122,000 |
0.59% |
|
|
| 22 |
DEUTSCHE BANK AG\ |
79,535 |
1,006,000 |
0.53% |
|
|
| 23 |
STIFEL FINANCIAL CORP |
77,578 |
981,000 |
0.52% |
|
|
| 24 |
LADENBURG THALMANN FINANCIAL SERVICES INC. |
64,542 |
817,000 |
0.43% |
|
|
| 25 |
CUE ADVISORY SERVICES, INC. |
62,240 |
787,000 |
0.42% |
|
|
| 26 |
State of New Jersey Common Pension Fund D |
60,000 |
759,000 |
0.40% |
|
|
| 27 |
GUGGENHEIM CAPITAL LLC |
51,672 |
653,000 |
0.34% |
|
|
| 28 |
AQR ARBITRAGE LLC |
48,671 |
616,000 |
0.32% |
|
|
| 29 |
LPL Financial LLC |
48,341 |
610,000 |
0.32% |
|
|
| 30 |
Advisors Asset Management, Inc. |
48,255 |
610,000 |
0.32% |
|
|
| 31 |
SII INVESTMENTS INC/WI |
39,305 |
494,000 |
0.26% |
|
|
| 32 |
Raymond James Financial Services Advisors, Inc. |
36,408 |
461,000 |
0.24% |
|
|
| 33 |
Cambridge Investment Research Advisors, Inc. |
34,850 |
441,000 |
0.23% |
|
|
| 34 |
CITY OF LONDON INVESTMENT MANAGEMENT CO LTD |
32,920 |
416,000 |
0.22% |
|
|
| 35 |
RAYMOND JAMES TRUST N.A. |
30,183 |
382,000 |
0.20% |
|
|
| 36 |
Aviance Capital Partners, LLC |
26,420 |
334,000 |
0.18% |
|
|
| 37 |
Virtu KCG Holdings LLC |
20,175 |
255,000 |
0.13% |
|
|
| 38 |
ADVISOR GROUP, INC. |
17,641 |
222,000 |
0.12% |
|
|
| 39 |
WELLS FARGO & COMPANY/MN |
14,806 |
187,000 |
0.10% |
|
|
| 40 |
Investors Capital Advisory Services |
13,367 |
169,000 |
0.09% |
|
|
| 41 |
IFP ADVISORS, INC |
8,506 |
108,000 |
0.06% |
|
|
| 42 |
Winslow, Evans & Crocker, Inc. |
4,748 |
60,050 |
0.03% |
|
|
| 43 |
PNC FINANCIAL SERVICES GROUP, INC. |
3,135 |
40,000 |
0.02% |
|
|
| 44 |
Sandy Spring Bank |
2,500 |
32,000 |
0.02% |
|
|
| 45 |
Carroll Financial Associates, Inc. |
2,235 |
28,000 |
0.01% |
|
|
| 46 |
Focused Wealth Management, Inc |
1,500 |
19,000 |
0.01% |
|
|
| 47 |
MSI Financial Services Inc |
1,390 |
18,000 |
0.01% |
|
|
| 48 |
Advisory Services Network, LLC |
600 |
8,000 |
0.00% |
|
|
| 49 |
Creative Planning |
569 |
7,000 |
0.00% |
|
|
| 50 |
PENSERRA CAPITAL MANAGEMENT LLC |
449 |
6,000 |
0.00% |
|
|
