| 1 |
Saba Capital Management, L.P. |
1,745,895 |
22,103,000 |
16.25% |
|
|
| 2 |
RIVERNORTH CAPITAL MANAGEMENT, LLC |
1,022,524 |
12,945,000 |
9.52% |
|
|
| 3 |
UBS Group AG |
985,473 |
12,476,000 |
9.17% |
|
|
| 4 |
PARAMETRIC PORTFOLIO ASSOCIATES LLC |
860,563 |
10,895,000 |
8.01% |
|
|
| 5 |
SIT INVESTMENT ASSOCIATES INC |
835,523 |
10,578,000 |
7.78% |
|
|
| 6 |
FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD |
684,125 |
8,661,000 |
6.37% |
|
|
| 7 |
Invesco Ltd. |
583,323 |
7,385,000 |
5.43% |
|
PRN |
| 8 |
NWAM LLC |
451,000 |
5,708,000 |
4.20% |
|
|
| 9 |
MORGAN STANLEY |
411,728 |
5,213,000 |
3.83% |
|
|
| 10 |
ROYAL BANK OF CANADA |
382,859 |
4,848,000 |
3.56% |
|
|
| 11 |
RAYMOND JAMES & ASSOCIATES |
293,653 |
3,718,000 |
2.73% |
|
|
| 12 |
BANK OF AMERICA CORP /DE/ |
192,694 |
2,440,000 |
1.79% |
|
|
| 13 |
Capital Investment Advisors, LLC |
184,957 |
2,342,000 |
1.72% |
|
|
| 14 |
CITIGROUP INC |
184,336 |
2,334,000 |
1.72% |
|
|
| 15 |
COHEN & STEERS, INC. |
180,527 |
2,285,000 |
1.68% |
|
|
| 16 |
1607 Capital Partners, LLC |
145,867 |
1,847,000 |
1.36% |
|
|
| 17 |
Shaker Financial Services, LLC |
141,326 |
1,789,000 |
1.32% |
|
|
| 18 |
AQR ARBITRAGE LLC |
140,670 |
1,781,000 |
1.31% |
|
|
| 19 |
WOLVERINE ASSET MANAGEMENT LLC |
124,663 |
1,578,000 |
1.16% |
|
|
| 20 |
LANDSCAPE CAPITAL MANAGEMENT, L.L.C. |
121,333 |
1,536,000 |
1.13% |
|
|
| 21 |
Vident Investment Advisory, LLC |
117,248 |
1,484,000 |
1.09% |
|
|
| 22 |
DOLIVER ADVISORS, LP |
107,153 |
1,357,000 |
1.00% |
|
|
| 23 |
CUE ADVISORY SERVICES, INC. |
96,555 |
1,222,000 |
0.90% |
|
|
| 24 |
Yorktown Management & Research Co Inc |
83,000 |
1,051,000 |
0.77% |
|
|
| 25 |
CITY OF LONDON INVESTMENT MANAGEMENT CO LTD |
81,871 |
1,044,000 |
0.77% |
|
|
| 26 |
GUGGENHEIM CAPITAL LLC |
80,094 |
1,014,000 |
0.75% |
|
|
| 27 |
BLACKROCK ADVISORS LLC |
71,089 |
900,000 |
0.66% |
|
|
| 28 |
STIFEL FINANCIAL CORP |
63,620 |
805,000 |
0.59% |
|
|
| 29 |
LPL Financial LLC |
47,956 |
616,000 |
0.45% |
|
|
| 30 |
SII INVESTMENTS INC/WI |
39,305 |
494,000 |
0.36% |
|
|
| 31 |
SUSQUEHANNA INTERNATIONAL GROUP, LLP |
35,252 |
446,000 |
0.33% |
|
|
| 32 |
Advisors Asset Management, Inc. |
34,489 |
437,000 |
0.32% |
|
|
| 33 |
Cambridge Investment Research Advisors, Inc. |
33,165 |
420,000 |
0.31% |
|
|
| 34 |
GOLDMAN SACHS GROUP INC |
32,954 |
417,000 |
0.31% |
|
|
| 35 |
PANAGORA ASSET MANAGEMENT INC |
32,749 |
415,000 |
0.31% |
|
|
| 36 |
LADENBURG THALMANN FINANCIAL SERVICES INC. |
27,302 |
345,000 |
0.25% |
|
|
| 37 |
AMERICAN INTERNATIONAL GROUP, INC. |
19,728 |
249,757 |
0.18% |
|
|
| 38 |
FIRST FOUNDATION ADVISORS |
16,740 |
212,000 |
0.16% |
|
|
| 39 |
Investors Capital Advisory Services |
15,218 |
192,000 |
0.14% |
|
|
| 40 |
STEEL GROVE CAPITAL ADVISORS, LLC |
10,830 |
137,000 |
0.10% |
|
|
| 41 |
Winslow, Evans & Crocker, Inc. |
6,200 |
78,488 |
0.06% |
|
|
| 42 |
Sandy Spring Bank |
5,000 |
63,000 |
0.05% |
|
|
| 43 |
PNC FINANCIAL SERVICES GROUP, INC. |
3,070 |
39,000 |
0.03% |
|
|
| 44 |
WELLS FARGO & COMPANY/MN |
2,827 |
36,000 |
0.03% |
|
|
| 45 |
Carroll Financial Associates, Inc. |
1,685 |
21,000 |
0.02% |
|
|
| 46 |
Focused Wealth Management, Inc |
1,500 |
19,000 |
0.01% |
|
|
| 47 |
US BANCORP \DE\ |
1,000 |
13,000 |
0.01% |
|
|
| 48 |
Tower Research Capital LLC (TRC) |
381 |
5,000 |
0.00% |
|
|
| 49 |
Thomas J. Herzfeld Advisors, Inc. |
234 |
3,000 |
0.00% |
|
|
| 50 |
TD Capital Management LLC |
6 |
0 |
0.00% |
|
|
