| 1 |
Saba Capital Management, L.P. |
1,705,343 |
23,807,000 |
17.96% |
|
|
| 2 |
Invesco Ltd. |
1,037,713 |
14,487,000 |
10.93% |
|
PRN |
| 3 |
PARAMETRIC PORTFOLIO ASSOCIATES LLC |
788,075 |
11,002,000 |
8.30% |
|
|
| 4 |
RIVERNORTH CAPITAL MANAGEMENT, LLC |
701,723 |
9,796,000 |
7.39% |
|
|
| 5 |
MORGAN STANLEY |
660,815 |
9,225,000 |
6.96% |
|
|
| 6 |
UBS AG |
584,621 |
8,161,000 |
6.16% |
|
|
| 7 |
SIT INVESTMENT ASSOCIATES INC |
485,572 |
6,779,000 |
5.11% |
|
|
| 8 |
NWAM LLC |
418,907 |
5,848,000 |
4.41% |
|
|
| 9 |
ROYAL BANK OF CANADA |
392,908 |
5,485,000 |
4.14% |
|
|
| 10 |
FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD |
376,601 |
5,257,000 |
3.97% |
|
|
| 11 |
GUGGENHEIM CAPITAL LLC |
254,999 |
3,558,000 |
2.68% |
|
|
| 12 |
Capital Investment Advisors, LLC |
191,678 |
2,676,000 |
2.02% |
|
|
| 13 |
COHEN & STEERS, INC. |
182,158 |
2,543,000 |
1.92% |
|
|
| 14 |
RAYMOND JAMES & ASSOCIATES |
157,897 |
2,204,000 |
1.66% |
|
|
| 15 |
1607 Capital Partners, LLC |
141,425 |
1,974,000 |
1.49% |
|
|
| 16 |
AQR CAPITAL MANAGEMENT LLC |
140,099 |
1,956,000 |
1.48% |
|
|
| 17 |
Raymond James Financial Services Advisors, Inc. |
134,026 |
1,871,000 |
1.41% |
|
|
| 18 |
CITIGROUP INC |
98,829 |
1,379,000 |
1.04% |
|
|
| 19 |
Kamunting Street Capital Management, L.P. |
85,401 |
1,192,000 |
0.90% |
|
|
| 20 |
BANK OF AMERICA CORP /DE/ |
83,505 |
1,166,000 |
0.88% |
|
|
| 21 |
CITY OF LONDON INVESTMENT MANAGEMENT CO LTD |
81,871 |
1,145,000 |
0.86% |
|
|
| 22 |
STIFEL FINANCIAL CORP |
70,374 |
982,000 |
0.74% |
|
|
| 23 |
WELLS FARGO & COMPANY/MN |
60,903 |
850,000 |
0.64% |
|
|
| 24 |
SUSQUEHANNA INTERNATIONAL GROUP, LLP |
57,750 |
806,000 |
0.61% |
|
|
| 25 |
Shaker Financial Services, LLC |
55,185 |
770,000 |
0.58% |
|
|
| 26 |
FIRST FOUNDATION ADVISORS |
51,660 |
721,000 |
0.54% |
|
|
| 27 |
MARINER INVESTMENT GROUP LLC |
50,977 |
712,000 |
0.54% |
|
|
| 28 |
DOLIVER ADVISORS, LP |
50,590 |
706,000 |
0.53% |
|
|
| 29 |
LPL Financial LLC |
47,171 |
660,000 |
0.50% |
|
|
| 30 |
Index Management Solutions, LLC |
46,743 |
653,000 |
0.49% |
|
|
| 31 |
SII INVESTMENTS INC/WI |
44,105 |
617,000 |
0.47% |
|
|
| 32 |
LANDSCAPE CAPITAL MANAGEMENT, L.L.C. |
29,272 |
409,000 |
0.31% |
|
|
| 33 |
UNITED CAPITAL FINANCIAL ADVISORS, LLC |
28,418 |
397,000 |
0.30% |
|
|
| 34 |
Cambridge Investment Research Advisors, Inc. |
26,650 |
372,000 |
0.28% |
|
|
| 35 |
ENVESTNET ASSET MANAGEMENT INC |
26,600 |
371,000 |
0.28% |
|
|
| 36 |
WOLVERINE ASSET MANAGEMENT LLC |
23,260 |
324,000 |
0.24% |
|
|
| 37 |
LADENBURG THALMANN FINANCIAL SERVICES INC. |
22,161 |
309,000 |
0.23% |
|
|
| 38 |
Creative Planning |
20,607 |
288,000 |
0.22% |
|
|
| 39 |
AMERICAN INTERNATIONAL GROUP, INC. |
19,091 |
266,511 |
0.20% |
|
|
| 40 |
Virtu KCG Holdings LLC |
16,376 |
229,000 |
0.17% |
|
|
| 41 |
Investors Capital Advisory Services |
14,603 |
203,000 |
0.15% |
|
|
| 42 |
GOLDMAN SACHS GROUP INC |
12,219 |
171,000 |
0.13% |
|
|
| 43 |
Winslow, Evans & Crocker, Inc. |
6,110 |
85,288 |
0.06% |
|
|
| 44 |
WFG Advisors, LP |
5,000 |
70,000 |
0.05% |
|
|
| 45 |
Focused Wealth Management, Inc |
1,500 |
21,000 |
0.02% |
|
|
| 46 |
Tower Research Capital LLC (TRC) |
1,114 |
16,000 |
0.01% |
|
|
| 47 |
MUFG Americas Holdings Corp |
486 |
7,000 |
0.01% |
|
|
| 48 |
Thomas J. Herzfeld Advisors, Inc. |
234 |
3,000 |
0.00% |
|
|
| 49 |
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO |
250 |
3,000 |
0.00% |
|
|
| 50 |
THOMPSON DAVIS & CO., INC. |
1 |
0 |
0.00% |
|
|
