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WESTERN ASSET GLOBAL HIGH IN
WESTERN ASSET GLOBAL HIGH IN. Institutional holdings reported to the SEC.

Institutional Holders (2016Q3)
Portfolio Summary: 57 Institutional holders with a total value of $65,885,819.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 SEI INVESTMENTS CO 76 1,000 0.00%
2 PENSERRA CAPITAL MANAGEMENT LLC 442 4,000 0.01%
3 NEXT Financial Group, Inc 400 4,000 0.01%
4 GENEOS WEALTH MANAGEMENT INC. 659 6,000 0.01%
5 West Oak Capital, LLC 700 7,133 0.01%
6 DUNCKER STREETT & CO INC 1,019 10,000 0.02%
7 Creative Planning 961 10,000 0.02%
8 BANK OF MONTREAL /CAN/ 1,200 12,000 0.02%
9 Carroll Financial Associates, Inc. 1,820 18,000 0.03%
10 Bartlett & Co. LLC 2,982 30,000 0.05%
11 ENVESTNET ASSET MANAGEMENT INC 3,506 36,000 0.05%
12 Winslow, Evans & Crocker, Inc. 4,288 43,686 0.07%
13 MYCIO WEALTH PARTNERS, LLC 6,372 65,000 0.10%
14 IFP ADVISORS, INC 8,168 83,000 0.13%
15 PNC FINANCIAL SERVICES GROUP, INC. 9,507 97,000 0.15%
16 MOSAIC FAMILY WEALTH, LLC 11,125 113,000 0.17%
17 CETERA INVESTMENT ADVISERS 11,450 117,000 0.18%
18 CARDAN CAPITAL PARTNERS, LLC 11,830 121,000 0.18%
19 Cetera Advisors LLC 12,021 121,000 0.18%
20 ROYAL BANK OF CANADA 13,930 142,000 0.22%
21 Janney Montgomery Scott LLC 16,519 168,000 0.25%
22 STIFEL FINANCIAL CORP 16,639 169,000 0.26%
23 LADENBURG THALMANN FINANCIAL SERVICES INC. 16,603 170,000 0.26%
24 ADVISOR GROUP, INC. 16,775 171,000 0.26%
25 Commonwealth Equity Services, Inc 17,713 181,000 0.27%
26 SHUFRO ROSE & CO LLC 17,929 183,000 0.28% PRN
27 UNITED CAPITAL FINANCIAL ADVISORS, LLC 18,167 185,000 0.28%
28 RAYMOND JAMES & ASSOCIATES 18,155 185,000 0.28%
29 LEVIN CAPITAL STRATEGIES, L.P. 18,206 186,000 0.28%
30 DOLIVER ADVISORS, LP 18,409 188,000 0.29%
31 MSI Financial Services Inc 19,855 202,000 0.31%
32 First Allied Advisory Services, Inc. 20,812 212,000 0.32%
33 WELLS FARGO & COMPANY/MN 21,162 216,000 0.33%
34 Cambridge Investment Research Advisors, Inc. 22,491 229,000 0.35%
35 Fiera Capital Corp 22,852 233,000 0.35%
36 ROBINSON CAPITAL MANAGEMENT, LLC 23,810 243,000 0.37%
37 Raymond James Financial Services Advisors, Inc. 29,980 305,000 0.46%
38 Global Endowment Management, LP 30,000 306,000 0.46%
39 ROWLAND CARMICHAEL ADVISORS INC /ADV 38,449 392,000 0.59%
40 Yorktown Management & Research Co Inc 77,377 788,000 1.20%
41 Laurion Capital Management LP 83,863 855,000 1.30%
42 Shaker Financial Services, LLC 90,915 926,000 1.41%
43 BAIRD FINANCIAL GROUP, INC. 105,056 1,071,000 1.63%
44 LPL Financial LLC 109,403 1,106,000 1.68%
45 Advisors Asset Management, Inc. 116,387 1,186,000 1.80%
46 WEDBUSH SECURITIES INC 127,099 1,295,000 1.97%
47 BANK OF AMERICA CORP /DE/ 148,079 1,509,000 2.29%
48 Capital Investment Advisors, LLC 270,330 2,755,000 4.18%
49 COHEN & STEERS, INC. 325,329 3,315,000 5.03%
50 RIVERNORTH CAPITAL MANAGEMENT, LLC 333,455 3,398,000 5.16%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.