| 1 |
Saba Capital Management, L.P. |
1,459,775 |
26,145,000 |
24.40% |
|
|
| 2 |
GUGGENHEIM CAPITAL LLC |
664,810 |
11,906,000 |
11.11% |
|
|
| 3 |
MORGAN STANLEY |
521,841 |
9,346,000 |
8.72% |
|
|
| 4 |
THIRD AVENUE MANAGEMENT LLC |
510,954 |
9,151,000 |
8.54% |
|
|
| 5 |
Invesco Ltd. |
454,460 |
8,139,000 |
7.59% |
|
|
| 6 |
BANK OF AMERICA CORP /DE/ |
346,227 |
6,201,000 |
5.79% |
|
|
| 7 |
Pine River Capital Management L.P. |
344,303 |
6,167,000 |
5.75% |
|
|
| 8 |
Advisors Asset Management, Inc. |
297,110 |
5,321,000 |
4.96% |
|
|
| 9 |
RIVERNORTH CAPITAL MANAGEMENT, LLC |
235,320 |
4,215,000 |
3.93% |
|
|
| 10 |
Carlson Capital, L.P. |
153,333 |
2,746,000 |
2.56% |
|
|
| 11 |
UBS AG |
137,315 |
2,459,000 |
2.29% |
|
|
| 12 |
Grantham, Mayo, Van Otterloo & Co. LLC |
116,871 |
2,093,000 |
1.95% |
|
|
| 13 |
WELLS FARGO & COMPANY/MN |
110,476 |
1,978,000 |
1.85% |
|
|
| 14 |
Kamunting Street Capital Management, L.P. |
98,875 |
1,771,000 |
1.65% |
|
|
| 15 |
COHEN & STEERS, INC. |
87,912 |
1,575,000 |
1.47% |
|
|
| 16 |
Shaker Financial Services, LLC |
72,384 |
1,296,000 |
1.21% |
|
|
| 17 |
SG Americas Securities, LLC |
56,500 |
1,012,000 |
0.94% |
|
|
| 18 |
LANDSCAPE CAPITAL MANAGEMENT, L.L.C. |
36,220 |
649,000 |
0.61% |
|
|
| 19 |
CORNERSTONE ADVISORS INC |
29,728 |
532,000 |
0.50% |
|
|
| 20 |
ENVESTNET ASSET MANAGEMENT INC |
29,586 |
530,000 |
0.49% |
|
|
| 21 |
UNITED CAPITAL FINANCIAL ADVISORS, LLC |
29,586 |
530,000 |
0.49% |
|
|
| 22 |
Cetera Advisor Networks LLC |
28,925 |
520,000 |
0.49% |
|
|
| 23 |
Commonwealth Equity Services, Inc |
28,379 |
508,000 |
0.47% |
|
|
| 24 |
WOLVERINE ASSET MANAGEMENT LLC |
26,639 |
477,000 |
0.45% |
|
|
| 25 |
AMERIPRISE FINANCIAL INC |
23,575 |
422,000 |
0.39% |
|
|
| 26 |
Thomas J. Herzfeld Advisors, Inc. |
22,669 |
406,000 |
0.38% |
|
|
| 27 |
SII INVESTMENTS INC/WI |
22,410 |
401,000 |
0.37% |
|
|
| 28 |
EATON VANCE MANAGEMENT |
11,898 |
214,000 |
0.20% |
|
|
| 29 |
CITIGROUP INC |
9,562 |
171,000 |
0.16% |
|
|
| 30 |
D.A. DAVIDSON & CO. |
3,420 |
61,000 |
0.06% |
|
|
| 31 |
AMERICAN INTERNATIONAL GROUP, INC. |
3,080 |
55,163 |
0.05% |
|
|
| 32 |
DEUTSCHE BANK AG\ |
2,986 |
53,000 |
0.05% |
|
|
| 33 |
BANK OF MONTREAL /CAN/ |
1,380 |
25,000 |
0.02% |
|
|
| 34 |
ROYAL BANK OF CANADA |
1,374 |
24,000 |
0.02% |
|
|
| 35 |
NEW ENGLAND SECURITIES CORP /MA/ |
1,313 |
24,000 |
0.02% |
|
|
| 36 |
Creative Planning |
980 |
18,000 |
0.02% |
|
|
| 37 |
FIFTH THIRD BANCORP |
600 |
11,000 |
0.01% |
|
|
| 38 |
B. Riley Wealth Advisors, Inc. |
574 |
10,288 |
0.01% |
|
|
| 39 |
MSI Financial Services Inc |
300 |
5,000 |
0.00% |
|
|
| 40 |
WEALTHFRONT CORP |
175 |
3,000 |
0.00% |
|
|
| 41 |
Tower Research Capital LLC (TRC) |
37 |
1,000 |
0.00% |
|
|
| 42 |
MANAGED ACCOUNT ADVISORS LLC |
3 |
0 |
0.00% |
|
|
