| 1 |
Saba Capital Management, L.P. |
1,639,390 |
25,853,000 |
21.58% |
|
|
| 2 |
GUGGENHEIM CAPITAL LLC |
575,627 |
9,074,000 |
7.57% |
|
|
| 3 |
MORGAN STANLEY |
536,075 |
8,454,000 |
7.06% |
|
|
| 4 |
THIRD AVENUE MANAGEMENT LLC |
531,872 |
8,388,000 |
7.00% |
|
|
| 5 |
RIVERNORTH CAPITAL MANAGEMENT, LLC |
487,352 |
7,686,000 |
6.41% |
|
|
| 6 |
Invesco Ltd. |
452,487 |
7,136,000 |
5.96% |
|
|
| 7 |
WELLS FARGO & COMPANY/MN |
383,428 |
6,047,000 |
5.05% |
|
|
| 8 |
Pine River Capital Management L.P. |
374,341 |
5,903,000 |
4.93% |
|
|
| 9 |
BANK OF AMERICA CORP /DE/ |
290,028 |
4,574,000 |
3.82% |
|
|
| 10 |
PT ASSET MANAGEMENT, LLC |
283,466 |
4,470,000 |
3.73% |
|
|
| 11 |
CITY OF LONDON INVESTMENT MANAGEMENT CO LTD |
262,273 |
4,128,000 |
3.45% |
|
|
| 12 |
Advisors Asset Management, Inc. |
204,174 |
3,220,000 |
2.69% |
|
|
| 13 |
Carlson Capital, L.P. |
153,333 |
2,418,000 |
2.02% |
|
|
| 14 |
Kamunting Street Capital Management, L.P. |
130,925 |
2,065,000 |
1.72% |
|
|
| 15 |
Grantham, Mayo, Van Otterloo & Co. LLC |
116,871 |
1,843,000 |
1.54% |
|
|
| 16 |
WOLVERINE ASSET MANAGEMENT LLC |
111,729 |
1,761,000 |
1.47% |
|
|
| 17 |
UNITED CAPITAL FINANCIAL ADVISORS, LLC |
111,185 |
1,753,000 |
1.46% |
|
|
| 18 |
ENVESTNET ASSET MANAGEMENT INC |
108,225 |
1,707,000 |
1.42% |
|
|
| 19 |
UBS Group AG |
94,163 |
1,485,000 |
1.24% |
|
|
| 20 |
COHEN & STEERS, INC. |
84,285 |
1,329,000 |
1.11% |
|
|
| 21 |
LANDSCAPE CAPITAL MANAGEMENT, L.L.C. |
73,325 |
1,156,000 |
0.96% |
|
|
| 22 |
BNP PARIBAS FINANCIAL MARKETS |
72,547 |
1,144,066 |
0.95% |
|
|
| 23 |
SG Americas Securities, LLC |
60,459 |
953,000 |
0.80% |
|
|
| 24 |
MARINER INVESTMENT GROUP LLC |
56,179 |
886,000 |
0.74% |
|
|
| 25 |
CORNERSTONE ADVISORS INC |
44,648 |
704,000 |
0.59% |
|
|
| 26 |
GEODE CAPITAL MANAGEMENT, LLC |
37,384 |
589,000 |
0.49% |
|
PRN |
| 27 |
PVG Asset Management |
32,600 |
514,102 |
0.43% |
|
|
| 28 |
DOLIVER ADVISORS, LP |
30,178 |
475,000 |
0.40% |
|
|
| 29 |
Cetera Advisor Networks LLC |
26,330 |
417,000 |
0.35% |
|
|
| 30 |
Shaker Financial Services, LLC |
25,871 |
408,000 |
0.34% |
|
|
| 31 |
CITIGROUP INC |
24,561 |
387,000 |
0.32% |
|
|
| 32 |
Thomas J. Herzfeld Advisors, Inc. |
22,669 |
357,000 |
0.30% |
|
|
| 33 |
SII INVESTMENTS INC/WI |
22,410 |
354,000 |
0.30% |
|
|
| 34 |
ROYAL BANK OF CANADA |
21,144 |
333,000 |
0.28% |
|
|
| 35 |
AMERIPRISE FINANCIAL INC |
19,884 |
314,000 |
0.26% |
|
|
| 36 |
CTC Alternative Strategies, Ltd. |
17,840 |
281,336 |
0.23% |
|
|
| 37 |
Virtu KCG Holdings LLC |
15,705 |
248,000 |
0.21% |
|
|
| 38 |
ALLIANCEBERNSTEIN L.P. |
14,900 |
235,000 |
0.20% |
|
|
| 39 |
BOOTHBAY FUND MANAGEMENT, LLC |
13,860 |
219,000 |
0.18% |
|
|
| 40 |
LPL Financial LLC |
10,255 |
162,000 |
0.14% |
|
|
| 41 |
TradeLink Global Equity LLC |
6,200 |
98,000 |
0.08% |
|
|
| 42 |
Stratos Wealth Partners, LTD. |
5,538 |
87,334 |
0.07% |
|
|
| 43 |
AMERICAN INTERNATIONAL GROUP, INC. |
3,760 |
59,295 |
0.05% |
|
|
| 44 |
DEUTSCHE BANK AG\ |
3,022 |
47,000 |
0.04% |
|
|
| 45 |
D.A. DAVIDSON & CO. |
2,500 |
39,000 |
0.03% |
|
|
| 46 |
NEW ENGLAND SECURITIES CORP /MA/ |
1,313 |
21,000 |
0.02% |
|
|
| 47 |
PNC FINANCIAL SERVICES GROUP, INC. |
831 |
13,000 |
0.01% |
|
|
| 48 |
NEXT Financial Group, Inc |
727 |
11,000 |
0.01% |
|
|
| 49 |
B. Riley Wealth Advisors, Inc. |
590 |
9,000 |
0.01% |
|
|
| 50 |
MSI Financial Services Inc |
300 |
5,000 |
0.00% |
|
|
