| 1 |
Saba Capital Management, L.P. |
1,319,575 |
21,575,000 |
18.75% |
|
|
| 2 |
MORGAN STANLEY |
637,568 |
10,424,000 |
9.06% |
|
|
| 3 |
RIVERNORTH CAPITAL MANAGEMENT, LLC |
578,926 |
9,465,000 |
8.23% |
|
|
| 4 |
THIRD AVENUE MANAGEMENT LLC |
539,286 |
8,817,000 |
7.66% |
|
|
| 5 |
WELLS FARGO & COMPANY/MN |
507,054 |
8,291,000 |
7.21% |
|
|
| 6 |
GUGGENHEIM CAPITAL LLC |
443,107 |
7,246,000 |
6.30% |
|
|
| 7 |
Invesco Ltd. |
426,769 |
6,978,000 |
6.07% |
|
|
| 8 |
Pine River Capital Management L.P. |
374,341 |
6,121,000 |
5.32% |
|
|
| 9 |
BANK OF AMERICA CORP /DE/ |
331,395 |
5,418,000 |
4.71% |
|
|
| 10 |
Yorktown Management & Research Co Inc |
205,000 |
3,352,000 |
2.91% |
|
|
| 11 |
CITY OF LONDON INVESTMENT MANAGEMENT CO LTD |
177,504 |
2,905,000 |
2.53% |
|
|
| 12 |
CITIGROUP INC |
155,470 |
2,542,000 |
2.21% |
|
|
| 13 |
UNITED CAPITAL FINANCIAL ADVISORS, LLC |
151,917 |
2,508,000 |
2.18% |
|
|
| 14 |
Carlson Capital, L.P. |
153,333 |
2,507,000 |
2.18% |
|
|
| 15 |
ENVESTNET ASSET MANAGEMENT INC |
141,336 |
2,311,000 |
2.01% |
|
|
| 16 |
UBS Group AG |
129,433 |
2,116,000 |
1.84% |
|
|
| 17 |
CREDIT SUISSE AG/ |
94,067 |
1,538,000 |
1.34% |
|
|
| 18 |
COHEN & STEERS, INC. |
84,285 |
1,378,000 |
1.20% |
|
|
| 19 |
COHEN & STEERS CAPITAL MANAGEMENT INC |
84,285 |
1,378,000 |
1.20% |
|
|
| 20 |
Advisors Asset Management, Inc. |
78,470 |
1,283,000 |
1.12% |
|
|
| 21 |
Kamunting Street Capital Management, L.P. |
71,773 |
1,173,000 |
1.02% |
|
|
| 22 |
PARAMETRIC PORTFOLIO ASSOCIATES LLC |
49,298 |
806,000 |
0.70% |
|
|
| 23 |
LPL Financial LLC |
41,944 |
686,000 |
0.60% |
|
|
| 24 |
LANDSCAPE CAPITAL MANAGEMENT, L.L.C. |
36,890 |
603,000 |
0.52% |
|
|
| 25 |
SII INVESTMENTS INC/WI |
27,105 |
446,000 |
0.39% |
|
|
| 26 |
Cetera Advisor Networks LLC |
27,064 |
442,000 |
0.38% |
|
|
| 27 |
ALLIANCEBERNSTEIN L.P. |
26,900 |
440,000 |
0.38% |
|
|
| 28 |
WOLVERINE ASSET MANAGEMENT LLC |
26,554 |
434,000 |
0.38% |
|
|
| 29 |
AMERIPRISE FINANCIAL INC |
25,703 |
420,000 |
0.37% |
|
|
| 30 |
Thomas J. Herzfeld Advisors, Inc. |
21,569 |
353,000 |
0.31% |
|
|
| 31 |
ROYAL BANK OF CANADA |
19,055 |
312,000 |
0.27% |
|
|
| 32 |
BNP PARIBAS FINANCIAL MARKETS |
15,587 |
254,847 |
0.22% |
|
|
| 33 |
PVG Asset Management |
13,900 |
227,265 |
0.20% |
|
|
| 34 |
AMERICAN INTERNATIONAL GROUP, INC. |
6,535 |
106,848 |
0.09% |
|
|
| 35 |
DEUTSCHE BANK AG\ |
3,022 |
49,000 |
0.04% |
|
|
| 36 |
D.A. DAVIDSON & CO. |
2,500 |
40,000 |
0.03% |
|
|
| 37 |
MSI Financial Services Inc |
1,613 |
26,000 |
0.02% |
|
|
| 38 |
PANAGORA ASSET MANAGEMENT INC |
1,436 |
23,000 |
0.02% |
|
|
| 39 |
INTEGRATED WEALTH MANAGEMENT |
1,000 |
16,000 |
0.01% |
|
|
| 40 |
Creative Planning |
1,000 |
16,000 |
0.01% |
|
|
| 41 |
NEXT Financial Group, Inc |
727 |
11,000 |
0.01% |
|
|
| 42 |
MANAGED ACCOUNT ADVISORS LLC |
3 |
0 |
0.00% |
|
|
