| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Saba Capital Management, L.P. | 1,358,224 | 19,015,000 | 18.72% | ||
| 2 | MORGAN STANLEY | 927,852 | 12,990,000 | 12.79% | ||
| 3 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 682,577 | 9,556,000 | 9.41% | ||
| 4 | WELLS FARGO & COMPANY/MN | 584,205 | 8,179,000 | 8.05% | ||
| 5 | THIRD AVENUE MANAGEMENT LLC | 562,522 | 7,875,000 | 7.75% | ||
| 6 | Invesco Ltd. | 431,345 | 6,039,000 | 5.94% | ||
| 7 | Pine River Capital Management L.P. | 374,341 | 5,241,000 | 5.16% | ||
| 8 | GUGGENHEIM CAPITAL LLC | 276,433 | 3,873,000 | 3.81% | ||
| 9 | BANK OF AMERICA CORP /DE/ | 272,715 | 3,818,000 | 3.76% | ||
| 10 | Yorktown Management & Research Co Inc | 215,000 | 3,010,000 | 2.96% | ||
| 11 | CITIGROUP INC | 155,188 | 2,173,000 | 2.14% | ||
| 12 | LPL Financial LLC | 155,984 | 2,167,000 | 2.13% | ||
| 13 | Carlson Capital, L.P. | 153,333 | 2,147,000 | 2.11% | ||
| 14 | LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 148,684 | 2,082,000 | 2.05% | ||
| 15 | UBS Group AG | 126,343 | 1,769,000 | 1.74% | ||
| 16 | PARAMETRIC PORTFOLIO ASSOCIATES LLC | 119,844 | 1,678,000 | 1.65% | ||
| 17 | CREDIT SUISSE AG/ | 117,508 | 1,645,000 | 1.62% | ||
| 18 | CITY OF LONDON INVESTMENT MANAGEMENT CO LTD | 84,900 | 1,188,000 | 1.17% | ||
| 19 | COHEN & STEERS, INC. | 84,285 | 1,180,000 | 1.16% | ||
| 20 | SII INVESTMENTS INC/WI | 78,398 | 1,095,000 | 1.08% | ||
| 21 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 56,054 | 785,000 | 0.77% | ||
| 22 | Advisors Asset Management, Inc. | 48,465 | 679,000 | 0.67% | ||
| 23 | AQR ARBITRAGE LLC | 37,532 | 525,000 | 0.52% | ||
| 24 | Clear Harbor Asset Management, LLC | 36,743 | 514,000 | 0.51% | ||
| 25 | ROYAL BANK OF CANADA | 26,226 | 367,000 | 0.36% | ||
| 26 | WOLVERINE ASSET MANAGEMENT LLC | 25,980 | 363,000 | 0.36% | ||
| 27 | Cetera Advisor Networks LLC | 24,624 | 346,000 | 0.34% | ||
| 28 | AMERIPRISE FINANCIAL INC | 24,128 | 338,000 | 0.33% | ||
| 29 | Thomas J. Herzfeld Advisors, Inc. | 17,103 | 239,000 | 0.24% | ||
| 30 | DOLIVER ADVISORS, LP | 14,610 | 205,000 | 0.20% | ||
| 31 | Commonwealth Equity Services, Inc | 11,077 | 155,000 | 0.15% | ||
| 32 | HighTower Advisors, LLC | 10,060 | 141,000 | 0.14% | ||
| 33 | AMERICAN INTERNATIONAL GROUP, INC. | 4,463 | 63,000 | 0.06% | ||
| 34 | DEUTSCHE BANK AG\ | 3,022 | 42,000 | 0.04% | ||
| 35 | ASSET PLANNING SERVICES, LTD. | 2,610 | 37,000 | 0.04% | ||
| 36 | D.A. DAVIDSON & CO. | 2,500 | 35,000 | 0.03% | ||
| 37 | MSI Financial Services Inc | 1,313 | 18,000 | 0.02% | ||
| 38 | NEXT Financial Group, Inc | 727 | 10,000 | 0.01% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
