| 1 |
Saba Capital Management, L.P. |
1,183,381 |
16,686,000 |
15.28% |
|
|
| 2 |
MORGAN STANLEY |
1,118,862 |
15,776,000 |
14.45% |
|
|
| 3 |
PRIVATE MANAGEMENT GROUP INC |
773,185 |
10,902,000 |
9.98% |
|
|
| 4 |
WELLS FARGO & COMPANY/MN |
682,765 |
9,627,000 |
8.82% |
|
|
| 5 |
RIVERNORTH CAPITAL MANAGEMENT, LLC |
682,577 |
9,624,000 |
8.81% |
|
|
| 6 |
Invesco Ltd. |
396,057 |
5,585,000 |
5.11% |
|
|
| 7 |
Pine River Capital Management L.P. |
374,341 |
5,278,000 |
4.83% |
|
|
| 8 |
GUGGENHEIM CAPITAL LLC |
253,207 |
3,573,000 |
3.27% |
|
|
| 9 |
BANK OF AMERICA CORP /DE/ |
246,418 |
3,474,000 |
3.18% |
|
|
| 10 |
State of New Jersey Common Pension Fund D |
235,000 |
3,314,000 |
3.03% |
|
|
| 11 |
Yorktown Management & Research Co Inc |
215,000 |
3,032,000 |
2.78% |
|
|
| 12 |
LANDSCAPE CAPITAL MANAGEMENT, L.L.C. |
191,914 |
2,706,000 |
2.48% |
|
|
| 13 |
LPL Financial LLC |
178,012 |
2,515,000 |
2.30% |
|
|
| 14 |
PARAMETRIC PORTFOLIO ASSOCIATES LLC |
172,749 |
2,436,000 |
2.23% |
|
|
| 15 |
Carlson Capital, L.P. |
153,333 |
2,162,000 |
1.98% |
|
|
| 16 |
CITIGROUP INC |
153,286 |
2,161,000 |
1.98% |
|
|
| 17 |
UBS Group AG |
133,561 |
1,883,000 |
1.72% |
|
|
| 18 |
SII INVESTMENTS INC/WI |
87,114 |
1,229,000 |
1.13% |
|
|
| 19 |
CITY OF LONDON INVESTMENT MANAGEMENT CO LTD |
84,900 |
1,190,000 |
1.09% |
|
|
| 20 |
COHEN & STEERS, INC. |
84,285 |
1,188,000 |
1.09% |
|
|
| 21 |
Advisors Asset Management, Inc. |
40,423 |
570,000 |
0.52% |
|
|
| 22 |
CREDIT SUISSE AG/ |
39,030 |
550,000 |
0.50% |
|
|
| 23 |
ROYAL BANK OF CANADA |
38,338 |
540,000 |
0.49% |
|
|
| 24 |
LADENBURG THALMANN FINANCIAL SERVICES INC. |
37,226 |
525,000 |
0.48% |
|
|
| 25 |
Clear Harbor Asset Management, LLC |
35,608 |
502,000 |
0.46% |
|
|
| 26 |
AQR ARBITRAGE LLC |
30,798 |
434,000 |
0.40% |
|
|
| 27 |
SG Americas Securities, LLC |
24,479 |
345,000 |
0.32% |
|
|
| 28 |
Cetera Advisor Networks LLC |
24,263 |
343,000 |
0.31% |
|
|
| 29 |
AMERIPRISE FINANCIAL INC |
21,743 |
307,000 |
0.28% |
|
|
| 30 |
STATE OF WISCONSIN INVESTMENT BOARD |
14,300 |
202,000 |
0.18% |
|
|
| 31 |
Commonwealth Equity Services, Inc |
11,741 |
166,000 |
0.15% |
|
|
| 32 |
ALLEGIS INVESTMENT ADVISORS, LLC |
9,877 |
139,000 |
0.13% |
|
|
| 33 |
AMERICAN INTERNATIONAL GROUP, INC. |
6,361 |
90,000 |
0.08% |
|
|
| 34 |
DEUTSCHE BANK AG\ |
3,022 |
42,000 |
0.04% |
|
|
| 35 |
ASSET PLANNING SERVICES, LTD. |
2,610 |
37,000 |
0.03% |
|
|
| 36 |
D.A. DAVIDSON & CO. |
2,500 |
35,000 |
0.03% |
|
|
| 37 |
MSI Financial Services Inc |
1,313 |
19,000 |
0.02% |
|
|
| 38 |
NEXT Financial Group, Inc |
727 |
10,000 |
0.01% |
|
|
| 39 |
PENSERRA CAPITAL MANAGEMENT LLC |
446 |
6,000 |
0.01% |
|
|
| 40 |
IFP ADVISORS, INC |
325 |
5,000 |
0.00% |
|
|
| 41 |
North Star Investment Management Corp. |
150 |
2,000 |
0.00% |
|
|
| 42 |
Tower Research Capital LLC (TRC) |
98 |
1,000 |
0.00% |
|
|
