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WESTERN ASSET HIGH INCOME OP
WESTERN ASSET HIGH INCOME OP. Institutional holdings reported to the SEC.

Institutional Holders (2017Q1)
Portfolio Summary: 90 Institutional holders with a total value of $169,827,978.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 SEI INVESTMENTS CO 34 0 0.00%
2 STEWARD PARTNERS INVESTMENT ADVISORY, LLC 130 0 0.00%
3 CITIGROUP INC 54 0 0.00%
4 MUFG Americas Holdings Corp 38 0 0.00%
5 VIVALDI CAPITAL MANAGEMENT, LLC 123,402 622 0.00%
6 Tower Research Capital LLC (TRC) 300 2,000 0.00%
7 GENEOS WEALTH MANAGEMENT INC. 508 2,000 0.00%
8 PARALLEL ADVISORS, LLC 652 3,000 0.00%
9 Tradewinds Capital Management, LLC 1,000 5,000 0.00%
10 BELLWETHER INVESTMENT GROUP, LLC 924 5,000 0.00%
11 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 1,448 7,000 0.00%
12 Advisory Services Network, LLC 2,016 10,000 0.01%
13 PENSERRA CAPITAL MANAGEMENT LLC 3,113 15,000 0.01%
14 VALLEY NATIONAL ADVISERS INC 3,350 17,000 0.01%
15 SEVENBRIDGE FINANCIAL GROUP, LLC 5,039 26,000 0.02%
16 US BANCORP \DE\ 5,357 27,000 0.02%
17 Creative Planning 5,439 27,000 0.02%
18 Sandy Spring Bank 7,718 39,000 0.02%
19 D.A. DAVIDSON & CO. 9,164 46,000 0.03%
20 PATHSTONE FAMILY OFFICE, LLC 9,498 48,000 0.03%
21 PVG ASSET MANAGEMENT CORP 10,785 54,356 0.03%
22 Weiss Asset Management LP 12,293 62,000 0.04%
23 FLAGSHIP HARBOR ADVISORS, LLC 12,391 63,000 0.04%
24 IFP ADVISORS, INC 12,649 64,000 0.04%
25 BLAIR WILLIAM & CO/IL 14,980 75,000 0.04%
26 Gilman Hill Asset Management, LLC 15,000 76,000 0.04%
27 INVESTMENT CENTERS OF AMERICA INC 15,629 79,000 0.05%
28 Nuveen Asset Management, LLC 17,599 89,000 0.05%
29 Edge Wealth Management LLC 18,444 93,000 0.05%
30 NORTHSTAR WEALTH PARTNERS LLC 18,800 96,000 0.06%
31 CITADEL ADVISORS LLC 20,833 105,000 0.06%
32 Laurion Capital Management LP 22,700 114,000 0.07%
33 SII INVESTMENTS INC/WI 23,798 120,000 0.07%
34 CLIFFORD SWAN INVESTMENT COUNSEL LLC 24,395 123,000 0.07%
35 WFG Advisors, LP 24,597 124,000 0.07%
36 Granite Investment Advisors, LLC 27,883 141,000 0.08%
37 AMERICAN NATIONAL BANK & TRUST 28,507 144,000 0.08%
38 PNC FINANCIAL SERVICES GROUP, INC. 28,595 144,000 0.08%
39 TRUIST FINANCIAL CORP 29,969 151,000 0.09%
40 RAYMOND JAMES TRUST N.A. 30,689 154,000 0.09%
41 WEDBUSH SECURITIES INC 32,025 161,000 0.09%
42 Private Advisor Group, LLC 33,576 171,000 0.10%
43 BB&T SECURITIES, LLC 35,412 178,000 0.10%
44 FIRST FINANCIAL EQUITY CORPORATION 37,029 187,000 0.11%
45 STEEL GROVE CAPITAL ADVISORS, LLC 38,688 195,000 0.11%
46 LADENBURG THALMANN FINANCIAL SERVICES INC. 38,952 196,000 0.12%
47 Saba Capital Management, L.P. 40,600 205,000 0.12%
48 Horizon Kinetics LLC 41,557 209,000 0.12%
49 Capital Investment Advisors, LLC 49,311 249,000 0.15%
50 BARCLAYS PLC 50,000 252,000 0.15%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.