| 1 |
Saba Capital Management, L.P. |
4,412,924 |
19,726,000 |
30.38% |
|
|
| 2 |
UBS Group AG |
1,470,652 |
6,574,000 |
10.13% |
|
|
| 3 |
RIVERNORTH CAPITAL MANAGEMENT, LLC |
1,131,307 |
5,057,000 |
7.79% |
|
|
| 4 |
THIRD AVENUE MANAGEMENT LLC |
1,025,669 |
4,585,000 |
7.06% |
|
|
| 5 |
CITY OF LONDON INVESTMENT MANAGEMENT CO LTD |
864,400 |
3,842,000 |
5.92% |
|
|
| 6 |
WELLS FARGO & COMPANY/MN |
757,441 |
3,386,000 |
5.22% |
|
|
| 7 |
MORGAN STANLEY |
626,345 |
2,800,000 |
4.31% |
|
|
| 8 |
Invesco Ltd. |
585,959 |
2,619,000 |
4.03% |
|
|
| 9 |
Pine River Capital Management L.P. |
445,258 |
1,989,000 |
3.06% |
|
|
| 10 |
Carlson Capital, L.P. |
333,333 |
1,490,000 |
2.29% |
|
|
| 11 |
AQR ARBITRAGE LLC |
311,975 |
1,395,000 |
2.15% |
|
|
| 12 |
ENVESTNET ASSET MANAGEMENT INC |
300,162 |
1,342,000 |
2.07% |
|
|
| 13 |
GUGGENHEIM CAPITAL LLC |
285,938 |
1,278,000 |
1.97% |
|
|
| 14 |
LANDSCAPE CAPITAL MANAGEMENT, L.L.C. |
234,177 |
1,047,000 |
1.61% |
|
|
| 15 |
WOLVERINE ASSET MANAGEMENT LLC |
229,338 |
1,025,000 |
1.58% |
|
|
| 16 |
PARAMETRIC PORTFOLIO ASSOCIATES LLC |
179,415 |
802,000 |
1.24% |
|
|
| 17 |
GOFEN & GLOSSBERG LLC /IL/ |
161,000 |
720,000 |
1.11% |
|
|
| 18 |
LPL Financial LLC |
150,750 |
686,000 |
1.06% |
|
|
| 19 |
CITIGROUP INC |
136,565 |
610,000 |
0.94% |
|
|
| 20 |
Investors Capital Advisory Services |
116,279 |
519,000 |
0.80% |
|
|
| 21 |
BANK OF AMERICA CORP /DE/ |
104,738 |
468,000 |
0.72% |
|
|
| 22 |
CREDIT SUISSE AG/ |
85,425 |
382,000 |
0.59% |
|
|
| 23 |
DOLIVER ADVISORS, LP |
54,774 |
245,000 |
0.38% |
|
|
| 24 |
AMERICAN INTERNATIONAL GROUP, INC. |
49,950 |
224,000 |
0.35% |
|
|
| 25 |
CORNERSTONE ADVISORS INC |
49,725 |
222,000 |
0.34% |
|
|
| 26 |
Maryland Capital Management |
41,900 |
187,000 |
0.29% |
|
|
| 27 |
WEDBUSH SECURITIES INC |
37,608 |
168,000 |
0.26% |
|
|
| 28 |
Capital Investment Advisors, LLC |
36,977 |
165,000 |
0.25% |
|
|
| 29 |
Creative Planning |
35,079 |
157,000 |
0.24% |
|
|
| 30 |
Kamunting Street Capital Management, L.P. |
32,279 |
144,000 |
0.22% |
|
|
| 31 |
ROYAL BANK OF CANADA |
29,450 |
132,000 |
0.20% |
|
|
| 32 |
Granite Investment Advisors, LLC |
28,900 |
129,000 |
0.20% |
|
|
| 33 |
Horizon Kinetics LLC |
22,200 |
99,000 |
0.15% |
|
|
| 34 |
Gilman Hill Asset Management, LLC |
20,000 |
89,000 |
0.14% |
|
|
| 35 |
Commonwealth Equity Services, Inc |
18,773 |
84,000 |
0.13% |
|
|
| 36 |
Virtu KCG Holdings LLC |
15,353 |
69,000 |
0.11% |
|
|
| 37 |
SII INVESTMENTS INC/WI |
14,174 |
64,000 |
0.10% |
|
|
| 38 |
RELIANCE TRUST CO OF DELAWARE |
14,407 |
64,000 |
0.10% |
|
|
| 39 |
AMERICAN NATIONAL BANK & TRUST |
14,000 |
63,000 |
0.10% |
|
|
| 40 |
MSI Financial Services Inc |
10,748 |
48,000 |
0.07% |
|
|
| 41 |
STEEL GROVE CAPITAL ADVISORS, LLC |
10,323 |
46,000 |
0.07% |
|
|
| 42 |
PNC FINANCIAL SERVICES GROUP, INC. |
8,000 |
36,000 |
0.06% |
|
|
| 43 |
Sandy Spring Bank |
8,000 |
36,000 |
0.06% |
|
|
| 44 |
LADENBURG THALMANN FINANCIAL SERVICES INC. |
5,738 |
25,000 |
0.04% |
|
|
| 45 |
WFG Advisors, LP |
4,900 |
22,000 |
0.03% |
|
|
| 46 |
Advisors Asset Management, Inc. |
3,598 |
16,000 |
0.02% |
|
|
| 47 |
DEUTSCHE BANK AG\ |
3,400 |
15,000 |
0.02% |
|
|
| 48 |
D.A. DAVIDSON & CO. |
3,000 |
13,000 |
0.02% |
|
|
| 49 |
GUPTA WEALTH MANAGEMENT LLC |
2,378 |
11,000 |
0.02% |
|
|
| 50 |
TCI Wealth Advisors, Inc. |
1,400 |
6,000 |
0.01% |
|
|
