| 1 |
Saba Capital Management, L.P. |
3,913,240 |
17,688,000 |
28.52% |
|
|
| 2 |
UBS Group AG |
2,343,349 |
10,592,000 |
17.08% |
|
|
| 3 |
RIVERNORTH CAPITAL MANAGEMENT, LLC |
1,269,846 |
5,740,000 |
9.25% |
|
|
| 4 |
WELLS FARGO & COMPANY/MN |
676,891 |
3,060,000 |
4.93% |
|
|
| 5 |
Invesco Ltd. |
606,843 |
2,743,000 |
4.42% |
|
|
| 6 |
CITY OF LONDON INVESTMENT MANAGEMENT CO LTD |
570,600 |
2,588,000 |
4.17% |
|
|
| 7 |
MORGAN STANLEY |
529,815 |
2,395,000 |
3.86% |
|
|
| 8 |
Pine River Capital Management L.P. |
445,258 |
2,012,000 |
3.24% |
|
|
| 9 |
Carlson Capital, L.P. |
333,333 |
1,507,000 |
2.43% |
|
|
| 10 |
PARAMETRIC PORTFOLIO ASSOCIATES LLC |
300,478 |
1,358,000 |
2.19% |
|
|
| 11 |
ENVESTNET ASSET MANAGEMENT INC |
297,963 |
1,347,000 |
2.17% |
|
|
| 12 |
AQR ARBITRAGE LLC |
279,421 |
1,263,000 |
2.04% |
|
|
| 13 |
LPL Financial LLC |
278,943 |
1,258,000 |
2.03% |
|
|
| 14 |
GUGGENHEIM CAPITAL LLC |
246,697 |
1,116,000 |
1.80% |
|
|
| 15 |
GOFEN & GLOSSBERG LLC /IL/ |
209,000 |
945,000 |
1.52% |
|
|
| 16 |
LANDSCAPE CAPITAL MANAGEMENT, L.L.C. |
200,154 |
905,000 |
1.46% |
|
|
| 17 |
CITIGROUP INC |
148,048 |
669,000 |
1.08% |
|
|
| 18 |
Investors Capital Advisory Services |
108,907 |
492,000 |
0.79% |
|
|
| 19 |
WOLVERINE ASSET MANAGEMENT LLC |
95,175 |
430,000 |
0.69% |
|
|
| 20 |
BANK OF AMERICA CORP /DE/ |
85,722 |
387,000 |
0.62% |
|
|
| 21 |
Fort Point Capital Partners LLC |
71,098 |
321,000 |
0.52% |
|
|
| 22 |
CREDIT SUISSE AG/ |
66,925 |
303,000 |
0.49% |
|
|
| 23 |
SG Americas Securities, LLC |
60,819 |
275,000 |
0.44% |
|
|
| 24 |
AMERICAN INTERNATIONAL GROUP, INC. |
49,950 |
226,000 |
0.36% |
|
|
| 25 |
Weiss Asset Management LP |
48,772 |
220,000 |
0.35% |
|
|
| 26 |
Eos Management, L.P. |
44,341 |
200,000 |
0.32% |
|
|
| 27 |
Maryland Capital Management |
41,900 |
190,000 |
0.31% |
|
|
| 28 |
Capital Investment Advisors, LLC |
35,213 |
159,000 |
0.26% |
|
|
| 29 |
WEDBUSH SECURITIES INC |
33,408 |
151,000 |
0.24% |
|
|
| 30 |
Creative Planning |
32,872 |
149,000 |
0.24% |
|
|
| 31 |
Kamunting Street Capital Management, L.P. |
32,279 |
146,000 |
0.24% |
|
|
| 32 |
Granite Investment Advisors, LLC |
28,900 |
132,000 |
0.21% |
|
|
| 33 |
Private Advisor Group, LLC |
28,742 |
130,000 |
0.21% |
|
|
| 34 |
ROYAL BANK OF CANADA |
23,053 |
104,000 |
0.17% |
|
|
| 35 |
Commonwealth Equity Services, Inc |
17,153 |
78,000 |
0.13% |
|
|
| 36 |
SII INVESTMENTS INC/WI |
14,174 |
65,000 |
0.10% |
|
|
| 37 |
Horizon Kinetics LLC |
14,200 |
64,000 |
0.10% |
|
|
| 38 |
SHEAFF BROCK INVESTMENT ADVISORS, LLC |
12,671 |
63,000 |
0.10% |
|
|
| 39 |
AMERICAN NATIONAL BANK & TRUST |
14,000 |
63,000 |
0.10% |
|
|
| 40 |
IFP ADVISORS, INC |
13,375 |
60,000 |
0.10% |
|
|
| 41 |
Gilman Hill Asset Management, LLC |
12,500 |
57,000 |
0.09% |
|
|
| 42 |
INVESTMENT CENTERS OF AMERICA INC |
11,700 |
53,000 |
0.09% |
|
|
| 43 |
STEEL GROVE CAPITAL ADVISORS, LLC |
10,323 |
47,000 |
0.08% |
|
|
| 44 |
GOLDMAN SACHS GROUP INC |
10,048 |
45,000 |
0.07% |
|
|
| 45 |
PNC FINANCIAL SERVICES GROUP, INC. |
8,000 |
36,000 |
0.06% |
|
|
| 46 |
Sandy Spring Bank |
8,000 |
36,000 |
0.06% |
|
|
| 47 |
MSI Financial Services Inc |
7,113 |
32,000 |
0.05% |
|
|
| 48 |
LADENBURG THALMANN FINANCIAL SERVICES INC. |
5,828 |
26,000 |
0.04% |
|
|
| 49 |
Tower Research Capital LLC (TRC) |
5,252 |
24,000 |
0.04% |
|
|
| 50 |
WFG Advisors, LP |
4,900 |
22,000 |
0.04% |
|
|
