| 1 |
UBS Group AG |
2,302,941 |
10,202,000 |
19.50% |
|
|
| 2 |
Saba Capital Management, L.P. |
1,951,845 |
8,647,000 |
16.53% |
|
|
| 3 |
RIVERNORTH CAPITAL MANAGEMENT, LLC |
1,258,946 |
5,577,000 |
10.66% |
|
|
| 4 |
Laurion Capital Management LP |
895,519 |
3,967,000 |
7.58% |
|
|
| 5 |
Invesco Ltd. |
554,264 |
2,456,000 |
4.69% |
|
|
| 6 |
CITY OF LONDON INVESTMENT MANAGEMENT CO LTD |
486,228 |
2,156,000 |
4.12% |
|
|
| 7 |
Pine River Capital Management L.P. |
445,258 |
1,972,000 |
3.77% |
|
|
| 8 |
MORGAN STANLEY |
364,516 |
1,614,000 |
3.09% |
|
|
| 9 |
Carlson Capital, L.P. |
333,333 |
1,477,000 |
2.82% |
|
|
| 10 |
LPL Financial LLC |
310,262 |
1,365,000 |
2.61% |
|
|
| 11 |
ENVESTNET ASSET MANAGEMENT INC |
297,963 |
1,320,000 |
2.52% |
|
|
| 12 |
PARAMETRIC PORTFOLIO ASSOCIATES LLC |
294,223 |
1,303,000 |
2.49% |
|
|
| 13 |
GOFEN & GLOSSBERG LLC /IL/ |
259,500 |
1,150,000 |
2.20% |
|
|
| 14 |
BANK OF MONTREAL /CAN/ |
250,000 |
1,108,000 |
2.12% |
|
|
| 15 |
WELLS FARGO & COMPANY/MN |
216,546 |
960,000 |
1.84% |
|
|
| 16 |
GUGGENHEIM CAPITAL LLC |
177,832 |
788,000 |
1.51% |
|
|
| 17 |
Cambridge Investment Research Advisors, Inc. |
161,328 |
715,000 |
1.37% |
|
|
| 18 |
LANDSCAPE CAPITAL MANAGEMENT, L.L.C. |
143,003 |
634,000 |
1.21% |
|
|
| 19 |
Raymond James Financial Services Advisors, Inc. |
137,161 |
608,000 |
1.16% |
|
|
| 20 |
AQR ARBITRAGE LLC |
124,116 |
550,000 |
1.05% |
|
|
| 21 |
Investors Capital Advisory Services |
100,657 |
445,000 |
0.85% |
|
|
| 22 |
Fort Point Capital Partners LLC |
80,078 |
355,000 |
0.68% |
|
|
| 23 |
BANK OF AMERICA CORP /DE/ |
71,733 |
318,000 |
0.61% |
|
|
| 24 |
Shaker Financial Services, LLC |
52,393 |
232,000 |
0.44% |
|
|
| 25 |
AMERICAN INTERNATIONAL GROUP, INC. |
43,050 |
191,000 |
0.37% |
|
|
| 26 |
Maryland Capital Management |
41,900 |
186,000 |
0.36% |
|
|
| 27 |
Creative Planning |
36,962 |
164,000 |
0.31% |
|
|
| 28 |
WEDBUSH SECURITIES INC |
33,408 |
148,000 |
0.28% |
|
|
| 29 |
Commonwealth Equity Services, Inc |
32,882 |
146,000 |
0.28% |
|
|
| 30 |
Capital Investment Advisors, LLC |
32,567 |
144,000 |
0.28% |
|
|
| 31 |
Kamunting Street Capital Management, L.P. |
32,279 |
143,000 |
0.27% |
|
|
| 32 |
TRUIST FINANCIAL CORP |
30,230 |
134,000 |
0.26% |
|
|
| 33 |
Granite Investment Advisors, LLC |
28,900 |
128,000 |
0.24% |
|
|
| 34 |
Private Advisor Group, LLC |
28,742 |
127,000 |
0.24% |
|
|
| 35 |
RAYMOND JAMES & ASSOCIATES |
25,415 |
113,000 |
0.22% |
|
|
| 36 |
INVESTMENT CENTERS OF AMERICA INC |
16,200 |
72,000 |
0.14% |
|
|
| 37 |
SII INVESTMENTS INC/WI |
14,174 |
64,000 |
0.12% |
|
|
| 38 |
Horizon Kinetics LLC |
14,400 |
64,000 |
0.12% |
|
|
| 39 |
AMERICAN NATIONAL BANK & TRUST |
14,000 |
62,000 |
0.12% |
|
|
| 40 |
IFP ADVISORS, INC |
13,875 |
61,000 |
0.12% |
|
|
| 41 |
ROYAL BANK OF CANADA |
13,616 |
60,000 |
0.11% |
|
|
| 42 |
STIFEL FINANCIAL CORP |
13,115 |
58,000 |
0.11% |
|
|
| 43 |
Gilman Hill Asset Management, LLC |
12,500 |
55,000 |
0.11% |
|
|
| 44 |
TFS CAPITAL LLC |
10,989 |
49,000 |
0.09% |
|
|
| 45 |
STEEL GROVE CAPITAL ADVISORS, LLC |
10,323 |
46,000 |
0.09% |
|
|
| 46 |
PNC FINANCIAL SERVICES GROUP, INC. |
8,060 |
36,000 |
0.07% |
|
|
| 47 |
Sandy Spring Bank |
8,000 |
35,000 |
0.07% |
|
|
| 48 |
LADENBURG THALMANN FINANCIAL SERVICES INC. |
5,861 |
26,000 |
0.05% |
|
|
| 49 |
WFG Advisors, LP |
4,900 |
22,000 |
0.04% |
|
|
| 50 |
Advisors Asset Management, Inc. |
3,598 |
16,000 |
0.03% |
|
|
